EFTA01519295.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 1/1/14 to 1/31/14 Type Quantity Settle Date Selection Method Description Amount Fees 8 Commissions 1/21 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR (3,579.54) THE PERIOD 10-01-2013 70 12-31-2013 1/21 Fees & Commissions SCHAFER CULLEN CAPITAL MANAGEMENT MANAGEMENT (1.987.98) FEE FOR 10-01-2013 TO 1231-2013 Total Fees & Commissions ($5.547.52) Tax Payments 1/7 FGN Tax Withheld TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (258.60) (ID: 89151E-10-9) TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date T Pe Per Una Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1(10 Sale DEUTSCHE POST AG SPONS ADR (1? 35.1079 10,883.45 (310.000) 35.077 10,873.96 (7,493.57) 3,380.39 S 1/15 High Cost BROKERAGE 9.30 TAX NOR SEC .19 FIDELITY CAPITAL MARKETS (ID: 25157Y-20-2) 1/13 Sale DEUTSCHE POST AG SPONS ADR 35.5508 12,265.03 (345.000) 35.51 12,251.01 (8,245.50) 4,005.51 S 1/16 High Cost BROKERAGE 13.80 TAX 8/OR SEC .22 FIDELITY CAPITAL MARKETS (ID: 25157Y-20-2) 1/14 Sale BAYER A G SPONS ADR at 131.9228 10,553.82 (80.000) 131.89 10,551.23 (8,405.57) 2,145.66 S 1/17 High Cost BROKERAGE 2.40 TAX 8/OR SEC .19 FIDELITY CAPITAL MARKETS (ID: 072730-30-2) J.P.Morgan Page 12 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046579 Chase CONFIDENTIAL SDNY_GM_00315777 EFTA01519295