EFTA01416418
EFTA01416421 DataSet-10
EFTA01416423

EFTA01416421.pdf

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Subject: FW: RDC Alert Richard Kahn [I] From: PWMUS AMLKYC Date: Wed, 05 Jul To: Kshitij Golani Classification: For internal use only Hi K.G., Want to see if you can do these 2 alerts for Richard Kahn? I took a quick glance at the prior clearance from Cynthia. Not sure if it applies to the alerts. Let me know if you have any questions. Regards, Carl Timcke {cid:1 [email protected]} Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor 6. USA {cid:[email protected]} EFTA01416421 From: Cynthia Rodriguez Sent: Friday, June 30, 2017 10:03 AM To: PWMUS AMLKYC Subject: RDC Dear AML Compliance, Attached is an RDC alert for Richard Kahn, appearing on the NY stock exchange disciplinary actions. I believe this alert has previously been cleared. Please see attached clearance and provide updated clearance. Thank you. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA EFTA01416422
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d04d1a5bda15032da7f88b8194e8900890761f989262da24e5aaa7be888d7a4e
Bates Number
EFTA01416421
Dataset
DataSet-10
Document Type
document
Pages
2

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