EFTA01494015.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 3/1/13 to 3/31/13 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value Securities Transferred Out 3/29 Free Delivery KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD (2,000.000.000) (2,000,000.00) 06/01/2011 ASSET TRANSFER TO NC W91850-0 1.966.250.00 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 494580-AB-9) 3129 Free Delivery NRG ENERGY INC 75/8% JAN 15 2018 DTD (1,000,000.000) (1,137,500.0D) 07/192011 ASSET TRANSFER TO NC W91850-0 1,001,500.00 SOUTHERN FINANCIAL LLC CLIENT REF 104788082 (ID: 629377-BN-1) 3/29 Free Delivery NEXTERA ENERGY CAPITAL PFD 5% ASSET TRANSFER TO (25,000.000) (819,250.00) A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 625,000.00 104768082 (ID: 65339K-88-6) 3/29 Free Delivery PUBLIC STORAGE PFD 5.2% ASSET TRANSFER TO A/C (15,000.000) (373,800.00) W91850-0 SOUTHERN FINANCIAL LLC CLIENT REF 375,000.00 104788082 OD: 74460W-10-7) 3/29 Free Delivery ROYAL BANK SCOTLAND GROUP PLC ADR (120.000.000) (2,923,200.00) NON-CUMULATIVE ASSET TRANSFER TO NC Wa1850-0 2,924,400.00 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 780097-71-3) 3/29 Free Delivery SCE TRUST II PFD 5.1% ASSET TRANSFER TO NC (20,000.000) (499,800.00) W)1850-0 SOUTHERN FINANCIAL LLC CLIENT REF 500.000.00 104768082 (ID: 78407R-20-4) 3/29 Free Delivery SERVICEMASTER COMPANY 8% FEB 15 2020 DTD (2,500,000.000) (2,675.000.00) 02/13/2012 ASSET TRANSFER TO NC W91850-0 2,665,625.00 SOUTHERN FINANCIAL. LLC CLIENT REF 104768082 (ID: 81760N-AN-9) J.P, Morgan Account W23560001 Page 18 of 36 Consolidated Statement Page 21 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16967 Chase CONFIDENTIAL SDNY_GM_00286165 EFTA01494015