EFTA01455191.pdf

I PT.: e an 12Aug 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 12 Aug 14 ate. Deulths Bat AO SOUTHERN RNANCIAL, LW PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636443S, SOUTHERN FxEuroCpl 21-Nok2013 20.Nov.2014 2541ov.2014 (LOCO COD CIO; USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 : ' 9 28'. C7! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.00000) USD 0 PT LONG EUROPEAN 0.0000 6.56792 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-No4.2014 121ff COI USD 0 PT LONG EUROPEAN 0.00DD 4,29605 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.0IXI001 USD 0 FY LONG EtPCPEAN 0.0000 2,82247 710423465 FINANCIAL. LC ouchOpt 407339131/ SOUTHERN FiEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 03) USD SHORT EIPCPEAN PUT 1 3450 r.21 za! 6:14 806424249 FINANCIAL. LLC 407339131/ SOUTHERN ExEuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800000.00) USD LONG ELRCPEAN CALL 1.380D 414.13 806424264 FINANCIAL. LLC Subtotal: (126.51213! !SAC (126,512.13) Statement ID : 182298_20140812_20140813_1 The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113823 CONFIDENTIAL SDNY_GM_00260007 EFTA01455191