📄 Extracted Text (91,418 words)
UBS Financial Services Inc
(SUBS 299 Park Avenue
25th Floor
Resource Management Account
New York NY 10171.0002 September 2014
GHISLAINE MAXWFI I
Account name GHISLANE MAXWELL
Friendly account name: 8alyasny
Account number
Your Unsocial Advisor-
SCOTT STACK MAN1LYLE CASRIEL
Phone 212-821-70001800-308-3140
Questions about your statemerrt?
Call your Financial Advisor or the Value of your account
RMA ReS0urCeUne at 800-RMA-1000, on August 31 (1) on September 30(4)
account -
Your assets 0 00 41:0,000.00
Visitour website: Your liabilities 0.00 0.00
www.ubscomIlinaixiefsennces
Value of your account S0.00 S400,000.00
Sources of your account growth
Tracking the value of your account during 2014
Value of your account
$ the woes at year end 2013 4000
Net deposits and
withdravals 1400,000.00
400.0
Your oveStMeilI return.
Change in
market Mu. 1O00
Value of your account
on Sep 34 2014 S400.000.00
00
.44 2014 54P 2014
SDNY GM 00027298
Momber SIPC CNP90009006552679 N91000298800 00010 0914 030579004 10000 Page 95 of 100
CONFIDENTIAL EFTA_00137918
EFTA01278655
Yourignandal Advisor.
*DUBS
Account name: GHISLAINE MAXWELL
Resource Management Account
Friendly account name:Bal aysay SCOTT STACK MANLYLE CASRIEL
September 2014 Account number:
Your account balance sheet
Summary of your assets
Value on Percentage of
September 30 (1) your account
A Cash and money balances 0.00 0.00% Your current asset allocation
B Cash alternatives 0.00 0.00%
C Equities 0.00 0.00%
D Fixed income 0.00 000%
E Non-traditional 400,000.00 10000%
F Commodit les 0.00 000%
G Other 0.00 000%
Total assets 5400,000.00 100.00%
E
Value of your account $400,000.00
Eye on the markets
Percentage change
Index September 2014 Year to date
S&P 500 -1.40% & 34%
Russell 3000 -2.08% 6.95%
MSC I - Europe, Australia & Far East -3.81% -0.99%
Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10%
Interest rates on September 30, 2014
3-month Treasury bills: 0
One-month LIBOR: 0.16%
CHP70003006552690M 70002994300 000100914 030575004 Ifflfre_entoodMias96 of I CO
CONFIDENTIAL EFTA_00137919
EFTA01278656
Resource Management Account Account name: GHISLAINE MAXWELL Your linandal Advisor:
*DUBS September 2014
friendly account name-
Account number.
n SC TT STACKMANI YE F CASRIFI.
Change in the value of your account Your investment objectives:
September 2014 (Si Year to date (I) You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Opening account value $0.00 $0.00 Financial Advisor or Branch Manager `Mu can find a full clescnption of the alternative
investment objectives in important information about your statement at the end of this
Deposits, including investments
document
transferred in 403,000.00 400,000.00
Your raters objective:
Closing account value $400,000.00 $400,000.00
Current income & Cagital appreciation
Your risk profile:
Cash activity summary Primary Aggressive
Investment eligibility oansvderatvon - None selected
See Account E&ky thic enotabfof delaIS Baances in your Sweep Options are indudedin the opening and
closing balances vaiue. sec insurance volts only 10 deposits a< UBS Bank USA. not to depMals at UBS AG,
Stern:ix( &arch or bank deposits paced ihrougi the UBS inteinanon• Nome Account progarn. SIPC
protection applies to money mike sweep fund holdings but not bare deposits. See ettpOrtaret /060tIndb01, Your account instructions
about your statement on the Iasi two pages d this document for detais.
• Your account cost basis default closing method is FIFO, First In, First Out
September 2014 (5) Year to date (1)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 400,0O0.O0 400,000.00
Total additions $400,000.00 $400,000.00
Subtractons
Funds withdrawn for investments
bought -400,03000 -400,00000
Total subtractions -$400,000.00 -$400,000.00
dosing balances $0.00 $0.00
SDNY GM 00027300
CtiPTC007005552691 Nen:J[0299300 00010 0914 030579004 I WOO P•g• 97 of 100
CONFIDENTIAL EFTA_00137920
EFTA01278657
*UBS
Your notes
CONFIDENTIAL EFTA,B792I
EFTA01278658
GHI5LAINE MAXWELL
Resource Management Account Account noose: Your Pi nandal Advisor:
*UBS September 2014
Friendly account name-
Account number.
SCOTT STACKMAN/LYLE CASRIEL
Your assets
Sane pnces, income and current values ShPen may beapproximate. AS a recur. gam Sid lOsses may mot
tie accurately refkcled. Set AporUnt inforarabOn about your statement a the end of this document fOr
more information.
Non-traditional
PrivSe egtaty funds, Hedge funds, WOOther invests entsare held in yOur U8SFinarciai Servi(t$ Inc. CUBS FS) Elimates of value sailed by Issuers of tenon programs (welch are generally' net asset value' estenOleS)
trokerme account. The posmom reported below reflect the records of the rssueri. and UPS FS does not guaramee are shown as •issuer est. value per unn • . For rhyme eguty fund.. • Esi. value per and' is a value wasted
the accuracy of the income/non. The value shown is not necessarily the value you would recent from She isS uet A you warted'', based on the Net Asset value NAV' ) In the fund as of the dSe specified. agusted by addng
sold the assets. funds ec lively sold try UBS FS are sibject to crowing due chore nee. although the level pertaimed may capital calls and subractirg dstribulions since the NAY date. The NAY is pirnwile based on estimated
vary A dared fund roar be subject to noonce:nodiligence A fund the you puichaed elsewhere may never have portfolio values pH:nickel by the underlying fund sponsor These two values may vary because of dfferences
teen subject to U85 FS agence. although U85 $ 5 may refer.* a fee fran the fundss manager. which may constitute In I tie way they were ebirmarecl and ['Esau the 'Third party est. value per one may have been prepared
a mtionty of the mans;erre na incentive fee Please contact your Financial Abner wth Questions 'Est value per cn the basis of financial Informaion other than yearend Reported estimates may not reflect resale.
unit • is an estenSe of value supplied by al incleperciml valuation firm aid reflects adustmerts for factors such a liquidation or repurchase value, if any, and may not reflect dstnbAions of captal tired the nee valuation is
the IguicIty of the units. (tatted. gene Nay of an alnoel a Sefru-annua baSiS. See ImpOndm IngOrmatco abbot nit ta rambrg
the end of this statement.
Hedge funds
Trak bbrnber Put( Ate price Cost Pnce per Un real, led HdEing
Hcldng dale of shares per share (1) baps (1) share (4) Value (14 on 0I lOSS (I) period
ATLAS ENHANCED RJNO LP
FUNDS IN ESCROW Sep 25, 14 400,000.00 1 000 400,000.00 ST
Your total assets
eeicentage of Cost Estimated Unrealized
value on Sep 30 (SI your account boss (S) annual income (V gain a loss (I)
Nontraditional Pledge funds 400,000.00 100.00% 400,000.00
Total $400,000.00 100.00% $400,000.00
Account activity this month
Date Acliaty Description Amount ($)
Deposits end other fonds aidgad Sep 24 "transfer FM YI 235750100 400.000 00
Total deposits end other funds credited $400,000.00
SDNY GM 00027302
CeiP7000a306552683NP700321En300 00010 091a 030575001. 1000 Pag 0) of 100
CONFIDENTIAL EFTA_00137922
EFTA01278659
UBS
Account name: GH15.4./UPIE MAXWELL
Resource Management Account Your K nancial Advisor:
Friendly account name: Balyasny SCOTT STACK MAMLYLE CASRIEL
September 2014 Account number:
Account activity this month(continued
Invesdnent transacdons
For rept! ineOvrietion about the priCelatue Shown or restricted secuitles, See fmportant information about
your ',Itement at the end of this document
Mae& Iron Funds
investment windrawn lot Accrued
Cate Activity Descep0on Ouamity %taut CS) Pnce transactions (1) ,nyeslmentSPOught (5) interel
Sep25 Bought ATLAS ENHANCED FUND LP FUNDS IN ESCROW 400,000.000 1.00 -400.000 00
SOLICITED INITIAL
CUSP: 04931 19A3
Told -S400.000.00
Date Activity Cesctipticn Amount (5)
Money balance activities Aug 31 Balance forward 80.00
Sep25 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00
Sep 26 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT A5 OF 0912914 -250,000.00
Sep 30 Closing U.S Bank USA Deposit Account $0.00
Tne UBS Cant USA DepOot Account Is your primary sweep colon
Aug 31 Balance forward S0.00
Sep 25 Deposit UBS AG DEPOSIT ACCOUNT 150,000.00
Sep 26 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 092914 -150,000.00
Sep 30 Closing UBS AG Deposit Account 80.00
The UBS AC, Deport Account is your secondary sweep option.
DerC009006552,584 W000293800 00010 0914 03 11claikre_Gm_oottead0 Of 100
End of statement for account num
CONFIDENTIAL EFTA_00137923
EFTA01278660
Important information about your statement
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taral not SPC ras yren«, rir r Øylo 22 20:2222 pown on prnona intaination Otlained from hams *thea Asan
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tranachons, (M700-762-1000 a note to LBS Trimma • Casen.", Seeks to ~un heia Knipa wth kad The Pinn don not iodependenik verty or gor". ta
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SDNY_GM_00027304
CONFIDENTIAL EFTA 00)37924
EFTA01278661
Important information about your statement (CaI Woad)
aferidalscoaity kris the Snipe, data for Mamba - 111° parry ~aced tab«may be reflected as 'kit turbo of awards at the trobtr-deabr bolting mutual ACCOult are realigned once mats of UBS martial Services
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ri rot gutfled OTH Call lends may eonInch mane cc both - We receive al ani tee from to6S8alk USA aryl USS
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lawn roairmt «run an may rot wiled your cost bib syreoping to te harts Vaceer the LAS Bs* Sweep
Wegrans
. Caracoles of deposit(COs) (Os are MC fluted apt • ainaicted wapiti« Restated secunles generaty are
$293,000 n principal and ~tad .leest plo dtpoutor not canna daglok Ice pink sale UBS Francis Sunni Ackley
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nibs <swan maned Yak* lathe remind stock tt nosed it connection win the ~alien of safef nadir°
purposes of Oissanerdonk To the edam ta ophon ~Pectins has boen naiad on mannutons
• ~oak» Prices Ckplaied l« slet .% and Otht< restricted seueiles are agble lor sale. te olot (coned trevouslyhmelied to you. aid will be pairead to you
produce, may beheer er biter that To price that you nay be subsurtnly Ins thin the intend who own pan° on faun
MU kJ tau» recent in the eitak« Feces are °Maned
Iron vaten turd pityWu:en Muln we ahem to te • En. Nninatad) ncaa, arrontyialds and rates. An Short Sling
reline, but we do not gamin eel' aaarracy !innate of asnual morne is based on warn demand it you are engaged in tart sehg nasty. you may nar a
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mean or Ire bid ad ask aces Ice In° secures aid one year from smarm« date or ant nasty Thd Pointy
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ℹ️ Document Details
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d18d1b184e5fb1cd539a2fae7336cb05b4fcd64d20a612dd4b455660f971e599
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EFTA01278655
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160
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