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Emotional Synchrony between Performers and Audiences in live Concert and Theater
ArtslScience Initiative 2014 Faculty Collaboration Grant
Greg Norman, Department of Psychology
Berthold Hoeckner, Department of Music
Howard Nusbaum, Department of Psychology
Introduction
The overarching goal of our proposal is to better understand the mechanisms through
which actors and musicians are able to induce strong emotional states in one another as well as
audience members. There is general agreement between audience members and performers
regarding the general quality of a given performance. Despite such agreement, there exists very
little research into the mechanisms that allow performers, both actors and musicians, to engender
specific emotions in others. Consequently, the means through which quality performances are
able to induce strong emotions and transformational experiences in some audience members and
not others is poorly understood. This proposal seeks to address this very issue through the
utilization of expert improvisational actors at the Second City comedy club (Chicago, Illinois)
and the world-class musicians from the Pacifica Quartet (now the Don-Randel Ensemble in
Residence at the University of Chicago). As will be described in more detail below, we will
utilize ultraportable physiological monitors to record variables associated with emotion
expression and experience including heart rate, skin temperature and body movement. In order to
evaluate aspects of physiological and emotional resonance, these devices will be word by
performers and select audience members during a live performance.
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The relationship between emotion and physiological activity
Since the work of the late 19'h century philosopher and psychologist William James
(James, 1884), the relationship between the experience of an emotion and its concomitant
physiological responses has been a very active and recently burgeoning area of research (for
review see Norman et al., 2014). Over a century after James' influential work, researchers
continue to explore the precise relationship between physiological processes and the experience
of specific emotions (e.g. joy, disgust, surprise) with increasingly advanced theoretical models,
empirical approaches, and diagnostic technologies, such as EGG, fRMI, and physiological
monitors. These developments have resulted in a much-refined and accurate ability to monitor
relevant psychophysiological processes in real-time across multiple individuals with a minimally
invasive protocol. Taking advantage of these developments and tools, and exploring them in
expert performers serves as the foundation of the present project. Specifically, we propose to
monitor well validated psychophysiological parameters in performers and audience members in
actual live performances to understand the extent to which musical compositions or on-stage
improvisations in experts are able to induce psychophysiological states associated with distinct
emotions in audience members, and also test whether these states match subjective ratings
recorded in audience members as well as actors and musicians. Additionally, this approach will
allow for the evaluation of individual differences in psychophysiological resonance between
performers and audience members as well as the extent to which this resonance is associated
with reported emotion and evaluation of the respective performance.
Intellectual significance
In addition to the novelty of approach used in this proposal, the primary intellectual
significance of our approach will be a contribution to recently growing research in "Aesthetic
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Science." Our project is aligned with a recent revival of empirical aesthetics, which was founded
in the nineteenth century by Gustav Fechner (Fechner, 1876) in an attempt to bridge the gap
between "top-down" philosophy and "bottom-up" science. Since then, "aesthetic science" has
seen various periods of stagnation and growth (Shimamura & Palmer, 2012). An important
recent milestone is the journal Psychology of Aesthetics, Creativity and the Arts which was
founded by the American Psychological Association in 2006 and has become an important forum
for a wide range of studies, including a 2013 issue on neuroaesthetics. Our proposed research
develops a new approach to central concerns of aesthetic science, which has traditionally focused
on studying aesthetic perception, understanding aesthetic judgment, and the impact of art on our
emotions. As the development of new research paradigms requires both a sustained
collaborative effort and ongoing support, our application of cutting-edge technology that is
capable of measuring real-time emotion-sensitive psychophysiological processes in world-class
performers and their audience members as well as the ability to integrate these data with an
expert understanding of aesthetics, responds directly to the intellectual challenge of "insufficient
interdisciplinary integration" in empirical aesthetics (Nadal & Skov, 2013). Moreover, our
project will serve as a foundation for subsequent projects that seeks to connect the scientific
study of emotions with the aesthetic appreciation and the widely reported, but little understood
ability of some performers to induce strong emotions in audience members ostensibly based on
some type of aesthetic appreciation. By integrating scientific innovation with outstanding
musical and theatrical performances, such research has the potential to provide a novel approach
to the study of real-world aesthetic experience and aesthetic judgment..
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Working methodologies
In order to monitor real time emotion-relevant psychophysiological processes we will
have performers (musicians and actors) and a sample of audience members wear ultraportable
bioharness devices (Equivital Life Monitors, Cambridge, UK). These devices are made to be
minimally invasive and can be worn underneath standard clothing without limiting any
movement or being visible. The devices record a number of high quality bio-signals including an
electrocardiogram (ECG) for monitoring heart rate and heart rate variability (HRV), infrared
thermometers to measure surface skin temperature, respirometer to measure breathing rate and
depth, and highly sensitive accelerometers for measuring subtle movements. These parameters
have are widely used in laboratory settings to monitor emotion-specific physiological reactions
(see Kreibig, 2010). For example, previous studies have demonstrated that the experience of
elation is associated with decreased cardiovascular activity (Waldstein et al., 2000), while others
have found the experience suspense to be related to increased respiration variability (Boiten,
1998). Moreover, the ability to use such variables to predict the experience of specific emotions
has been demonstrated in laboratory experiments (Nykli6ek, Thayer & Van Doomen, 1997;
Thayer & Faith, 2001; Ellis & Thayer, 2010). Therefore, the our approach seeks to apply
methods to monitor the experience of emotion in performers and audience members using that
have been well validated but never explicitly utilized to monitor the emotional experience of
real-world performances.
In addition to collecting high quality data, these devices are capable of synchronizing to
allow for time-sensitive analyses to determine the extent to which emotion-specific physiological
processes (i.e. responses associated with joy, or disgust) resonate across individuals. In other
words, with the application of these devices (and software) one is able to measure the extent to
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which a given emotion-related physiological state in the musicians (or actors) at time 1 is
associated with an emotion-related physiological state in another individual (performer or
audience member) at time 2.
With regards to gaining accesses to the performers, Berthold Hoeckner has contacted the
Pacifica Quartet and they have expressed interest in collaborating with us in upcoming on-
campus performances as part of the University of Chicago Presents Concert series.. Similarly,
one of the research assistants on the project (Greg Poljacik) has maintained a working with
members of Second City and has approached them about participating in this project with
positive results. Second City is world recognized for its sketch comedy and improv and has won
numerous awards over its 50 year history. Numerous highly successful actors have worked at
The Second City including Bill Murray, Steve Correll, & Tina Fey just to name a few. Second
City puts on shows seven nights a week that consist of short scenes, songs, and improvised
comedy sketches.
Procedure
Both performance groups (actors & musicians) will be fitted with the ambulatory devices
prior to their show. We will randomly request a 5 audience members from each show to also
wear versions of the ambulatory device. We propose to collect data from at least 5 shows.
Furthermore, we will provide the audience members with tablets where they will be asked to
provide ratings of their current emotion at randomly selected intervals during the show based
upon previously validated methodologies of rapidly measuring evaluative processes (Norman et
al., 2011). Audience members and performers will be asked to provide brief ratings of the quality
of the show at its conclusion. The primary research questions will be as follows: (I) Do the
reported emotions during the show correspond to the same emotion-related psychophysiological
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processes that have previously been demonstrated in the lab (2) Does the emotion-related
physiological signals resonate from performers to audience members during the show, (3) Does
the emotion-related physiological signals resonate across performers (i.e. similar signals between
performers across time during the show) and (4) Does the rated quality of the performance
correlate with the psychophysiological responses during the show in both actors and audience
members.
Proposed budget
We request primary funds to purchase 8 ambulatory units at a cost of $1500 per unit for a total of
$12,000 (Equivital life monitors, Cambridge, UK). The necessary harnesses, recording software,
analysis software and additional ambulatory units will be acquired through funds outside of this
proposal. We request $3,000 for payment of research participants.
References
Boiten, F.A., 1998. The effects of emotional behaviour on components of the respiratory cycle.
Biological Psychology 48, 29-51.
Ellis, R. J., & Thayer, J. F. (2010). Music and autonomic nervous system (dys) function. Music
perception, 27(4), 317.
Fechner, G. T. (1876). Vorschule der Aesthetik. Leipzig: Breitkopf & Hanel.
James, W. (1884). What is an emotion? Mind, (34), 188-205.
Kreibig, S. D. (2010). Autonomic nervous system activity in emotion: A review. Biological
psychology, 84(3), 394-421.
Nadal, M., & Skov, M. (2013). Introduction to the special issue: Toward an interdisciplinary
neuroaesthetics. Psychology of Aesthetics, Creativity, and the Arts, 7(1), 1-12.
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Norman, G.J., Bemtson, G.G., Cacioppo, J.T. (2014). Emotion, somatovisceral afference and
autonomic regulation. Emotion Review. In press
Norman, G. J., Cacioppo, J. T., Morris, J. S., Karelina, K., Malarkey, W. B., DeVries, A. C., &
Bemtson, G. G. (2011). Selective influences of oxytocin on the evaluative processing of
social stimuli. Journal ofpsychopharmacology, 25(10), 1313-1319.
Nyklieek, I., Thayer, J. F., & Van Doomen, L. J. (1997). Cardiorespiratory differentiation of
musically-induced emotions. Journal of Psychophysiology.5(33), 201-214
Shimamura, A. P., & Palmer, S. E. (2012). Aesthetic science: connecting minds, brains, and
experience. New York: Oxford University Press.
Thayer, J. F., & Faith, M. L. (2001). A dynamic systems model of musically induced emotions.
Annals of the New York Academy of Sciences, 930(1), 452-456.
Waldstein, S.R., Kop, W.J., Schmidt, L.A., Haufler, A.J., Krantz, D.S., Fox, N.A., 2000. Frontal
electrocortical and cardiovascular reactivity during happiness and anger. Biological
Psychology 55, 3-23.
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