EFTA01455296.pdf

67417" ... : .77,47a.. : 77 "7"— :.1.11MMMIPIIr 25 Aug 2014 SOUTHERN Page 2 of 2 . ., Att Siiiiiinlirk._ AWLS sis DrAncha Bank AO SOUTHERN FINANCIAL, LLC FX - Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MT M(USO) SOUTHERN ExEurcepl 21-Noo.2013 20-Nov-2014 25Nov..2014 (1,000 OCO (C): list) 1010:0.000 JPY SHORT EUROPEAN CALL 1010000 ;5,1 CO7 f.1! FiNANCIAL LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 2.90609 FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,CIXl 00) USD 0 JPY LONG EUROPEAN 0.0000 1,89736 FiNANCIAL. LC ouchOpt SOUTHERN EXOneBanOneT 21-Nov-2013 23Nov.2014 254104014 1.21.000 06I USD 0 JPY LONG ELPCPEAN 0.0000 1,25425 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPCFEAN PUT 1.3450 (2%.816C0) FINANCIAL. LLC SOUTHERN F)Eurcept 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR (13.800.000.00) LSD LONG ELRCFEAN CALL 1,3800 8.36 FINANCIAL, LLC SOUTHERN MuroOpt 12-Aug-2014 12-Aug-2015 14Aug.2015 75,000,OOOOD USD (462.000000.00) CbH SHORT EUROPEAN PUT 6.1600 (238.53437) FINANCIAL, LLC Subtotal: f.f..0 1 ;1:4"; 47: latit (501,292.47) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113999 CONFIDENTIAL SDNY_GM_00260183 EFTA01455296