EFTA01358442.pdf

From: Xavier Avila Sent: 4/5/2018 2:54:21 PM To: Mathew Negus Zack Bunimovich CC: Martin Zeman ; Anthony Lentini Daniel-E Kaiser Ian Salters-; Nina Tona Subject: RE: Southern Financial RDC Alerts III Nina cced... From: Xavier Avila Sent: Wednesday, April 04, 2018 5:19 PM To: Mathew Negus O; Zack Bunimovich Cc: Martin Zeman ; Anthony Lentini , Daniel-E Kaiser MI Ian Salters Subject: RE: Southern Financial RDC Alerts [II Nina told me it's me that I need to approve this instead of Martin, so I approve. Matt, let's discuss this client and RDC Alerts, this client has gone through a tremendous amount of scrutiny at WM KYC level and management decision is that we are engaging the client. Thanks Xavi From: Mathew Negus Sent: Wednesday, April 04, 2018 1:57 PM To: Zack Bunimovich ; Xavier Avila Cc: Martin Zeman Anthony Lentini Subject: RE: Southern Financial RDC Alerts [I) Yes From: Martin Zeman Sent: Tuesday, April 03, 2018 1:01PM To: Zack Bunimovich Mathew Negus ; Xavier Avila Cc: Anthony Lentini Subject: RE: Southern Financial RDC Alerts [I) Acknowledged. Please proceed with onboarding. Mat — please confirm the same to Zack. Martin From: Zack Bunimovich Sent: Tuesday, April 03, 2018 12:24 PM To: Mathew Negus .a; Xavier Avila Cc: Martin Zeman Anthony Lentini Subject: Southern Financial RDC Alerts Ill CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046178 CONFIDENTIAL SDNY_GM_00192362 EFTA01358442