EFTA01454805.pdf

e an 23 Jd 2014 SOUTHERN FINAN Page 2 Of 2 Request As at 23 Jul 14 ate. Deutsthe Bank AO SOUTHERN RNANCIAL, LLC PS • Osebee Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN FxEuroCpl 21-Nov.2013 20410%42014 25-Nov-2014 (LOCO CO3 CV, USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 ; '5 13? 27! 710423459 FINAt4CIAL.LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0000 8.48653 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21ff CO; USD 0 JPY LONG EUROPEAN 0.0000 5.62336 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.0IXI 001 USD 0 FY LONG EtPCPEAN 0.0000 3.73089 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EIPCPEAN PUT 1.3450 ',89 542 74J 806424249 FINANCIAL. LLC 40733913V SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800000.00) USD LONG ELRCPEAN CALL 1,3800 6.93250 806424264 FiNANCIAL.LLC Subtotal: i79 ,D5 73 !SAC (79,906.73) Statement ID :20140723_20140724_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113172 CONFIDENTIAL SDNY_GM_00259356 EFTA01454805