EFTA01383830.pdf

From: Stewart Oldfield I Sent: 10/27/2016 1:50:34 PM To: Cynthia Rodriguez I Subject: FW: Portfolio Alert [Ii Attachments: grid_alert_DB12000P 6500513 11562620 20161022_020056.pdf Classification: For Internal use only From: Akash-Kumar Gomesh Sent: Thursday, October 27, 2016 1:32 PM To: Stewart Oldfield Cc: PWM BIS-Research; PWMUS AMLKYC Subject: Portfolio Alert - [I] Classification: For Internal use only Hello, Please find attached look back alert for the party mentioned above. Kind regards, Akash-Kumar Gomesh Akash-Kumar Gomesh Trainee Analyst I Business Information Search DBOI Global Services Private Limited COO Wealth Management Operations - - indra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0083685 CONFIDENTIAL SDNY_GM_00229869 EFTA01383830