📄 Extracted Text (779 words)
CHIEF EXECUTIVE OFFICER
RICHTER, WILLIAM, LEE I SENIOR MANAGING DIRECTOR 05/2013 NA
LOMASKY, JEFFREY, LAWRENCE I SENIOR MANAGING DIRECTOR AND 05/2013 NA
CHIEF FINANCIAL OFFICER
PLATTUS, SETH, PHILUP I SENIOR MANAGING DIRECTOR, CHIEF 05/2013
ADMINISTRATIVE OFFICER AND CO-
GENERAL COUNSEL
SNOW, JOHN, WILLIAM I CHAIRMAN AND SENIOR MANAGING 05/2013 NA
DIRECTOR
QUAYLE, JAMES, DANFORTH I SENIOR MANAGING DIRECTOR, 05/2013
CHAIRMAN OF CERBERUS GLOBAL
INVESTMENTS, LLC
TESSLER, LENARD, BILLY I SENIOR MANAGING DIRECTOR AND VICE 01/2018 NA
CHAIRMAN
BRUNO, FRANK, WILLIAM I SENIOR MANAGING DIRECTOR AND 01/2018 NA
PRESIDENT
DAVENPORT, ROBERT I SENIOR MANAGING DIRECTOR 05/2013 NA
INGERSOLL, WILLIAM, BRETT I SENIOR MANAGING DIRECTOR 05/2013 NA Y N
KRAVIT, RONALD, JEFFREY I SENIOR MANAGING DIRECTOR 05/2013 NA Y N
MAYER, STEVEN, F I SENIOR MANAGING DIRECTOR 05/2013 NA Y N
MILLSTEIN, LEE, SCOTT I SENIOR MANAGING DIRECTOR 05/2013 NA Y N
WOLF, DANIEL, ELIAS I SENIOR MANAGING DIRECTOR 05/2013 NA Y N
MILLER, ERIC, FRED I SENIOR MANAGING DIRECTOR 105/2013 NA r N
NEPORENT, MARK, ALAN I SENIOR MANAGING DIRECTOR, CHIEF 05/2013 NA
OPERATING OFFICER AND GENERAL
COUNSEL
Schedule B
Indirect Owners
1. Complete Schedule B only if you are submitting an initial application or report. Schedule B asks for information about your indirect owners; you must first
complete Schedule A, which asks for information about your direct owners. Use Schedule C to amend this information.
2. Indirect Owners. With respect to each owner listed on Schedule A (except individual owners), list below:
(a) in the case of an owner that is a corporation, each of its shareholders that beneficially owns, has the right to vote, or has the power to sell or direct
the sale of, 25% or more of a class of a voting security of that corporation;
For purposes of this Schedule, a person beneficially owns any securities: (i) owned by his/her child, stepchild, grandchild, parent, stepparent,
grandparent, spouse, sibling, mother-in-law, father-in-law, son-in-law, daughter-in-law, brother-in-law, or sister-in-law, sharing the same residence;
or (ii) that he/she has the right to acquire, within 60 days, through the exercise of any option, warrant, or right to purchase the security.
(b) in the case of an owner that is a partnership, all general partners and those limited and special partners that have the right to receive upon
dissolution, or have contributed, 25% or more of the partnership's capital;
(c) in the case of an owner that is a trust, the trust and each trustee; and
(d) in the case of an owner that is a limited liability company ("LLC"), (i) those members that have the right to receive upon dissolution, or have
contributed, 25% or more of the LLC's capital, and (ii) if managed by elected managers, all elected managers.
3. Continue up the chain of ownership listing all 25% owners at each level. Once a public reporting company (a company subject to Sections 12 or 15(d) of
the Exchange Act) is reached, no further ownership information need be given.
4. In the DE/FE/I column below, enter "DE" if the owner is a domestic entity, "FE" if the owner is an entity incorporated or domiciled in a foreign country, or
"I" if the owner is an individual.
5. Complete the Status column by entering the owner's status as partner, trustee, elected manager, shareholder, or member; and for shareholders or
members, the class of securities owned (if more than one is issued).
6. Ownership codes are: C - 25% but less than 50% E - 75% or more
D - 50% but less than 75% F - Other (general partner, trustee, or elected manager)
7. (a) In the Control Person column, enter "Yes" if the person has control as defined in the Glossary of Terms to Form ADV, and enter "No" if the person does
not have control. Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are
control persons.
(b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act.
(c) Complete each column.
FULL LEGAL NAME (Individuals: IDE/FE/I Entity in Which Status Date Status Ownership Contro PR CRD No. If None: S.S. No.
Last Name, First Name, Middle Interest is Owned Acquired Code Person and Date of Birth, IRS Tax
!Name) MM/YYYY No. or Employer ID No.
!CRAIG COURT GP, LLC DE CERBERUS CAPITAL GENERAL PARTNER 04/2001
MANAGEMENT, L.P.
ICRAIG COURT, INC. DE CRAIG COURT GP, SOLE MEMBER 103/2001 Y IN
LLC
!FEINBERG, STEPHEN, ANDREW I CRAIG COURT, INC. SOLE SHAREHOLDER, 04/1996 IN
DIRECTOR AND
PRESIDENT
RICHTER, WILLIAM, LEE I RICHTER 1PRESIDENT AND 103/1989 C
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) -SDNY-0066178
CONFIDENTIAL SDNY_GM_00212362
EFTA01372469
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EFTA01372469
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