EFTA01381106.pdf

From: Andrew Gallivan Sent: 12/1/2016 9:23:5 AM To: Vaishali•P Mehta CC: Douglas Robertson ; Mark Gonzalez ; Stewart 0ldfield Subject: RE: MD approval for ACUs completed for High Risk Clients Ill Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, December 01, 2016 9:22 AM To: Andrew Gallivan Cc: Douglas Robertson; Mark Gonzalez; Stewart Oldfield Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For Internal use only Dear Andrew, Below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Annual Annual GCIS Client A15. Client Client Customer Customer Customer MD Update: A14. Status Update A16. A17. Update: Owner Name Number Created Description ID Date The purpose of the discussion The trustee, was an annual Robert review of the Allbritton, portfolio, continues to markets, and live and work their ongoing in DC area cash needs Robert focusing on (flows in / out). Lewis small direct There are no Allbritton investments material Douglas Andrew 1996 across changes with 0078846 Robertson 00000494398 Gallivan Trust 11/10/2016 industries. this client. No N Mr. Forkosh resides in New York and spends time in South Hampton and Miami. His income is derived form Sal his Nothing has Harbour commercial materially Mark Andrew 1604N, and rental changed for 0078488 Gonzalez 00000480264 Gallivan LLC 10/26/2016 properties. this client. No No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079867 CONFIDENTIAL SDNY_GM_00226051 EFTA01381106