EFTA01453738.pdf

1440 2014 Page 2 Or 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC FX • Option Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) 36€364436! SOJTHERN FicEuroOpl 21-Nov2013 204:1a/2014 25-Nov-2014 (1,OW 000 00) USD 101.006000 JPY SEPRT ELRCFEAN CALL 1010000 (11.14094) 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 2041cm2014 2541m/2014 (21.00000) USD 0 PY LONG EUICPEAN 0.0000 13.487 30 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOneBarOneT 21-Nor-2013 204loy2014 25-Nov-2014 (21,M0 00) USD 0 SY LONG EUROPEAN 0.000D 11,26422 710423463 FINANCIAL. LLC ouchOpt X6364438/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov 2014 26Nov.2014 (21.000 WI USD 0 PY LONG EUROPEAN 0.0000 9,31560 710423465 FINANCIAL. LLC ouchOpt 381388504/ SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.CC0.6030:6 USD 1.025000.000 SY SHORT RRCPEAN CALL 102 5000 :17 €.84 it] 745230311 FINANCIAL, LLC Subtotal: Betamoditiee • Deelvatives Long/ Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) 390962915/ SOUTHERN FINANCIAL, Commodity ISA/at:2014 15,May.2014 22Nay .201 4 LONG EURCPEAN Nal 103.0X 00 USD 00000 767318425 LLC Denvahve Subtotal: zit: d Coatoodirne • One Metal Definers Long/ Nolecy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Rel. Entity NotAmt 1 1 OuantityUnit Unit Strike Price MTM(USD) 395494367/ SOUTEERN Ccramodiy0p/Zu 03-Apr-2014 050e4-20I 4 66-Dec-2014 GI CRT EU1CPEAN CALL XCU (8.75060003) USD t.4) 001MT25 0 7030.0000 (M.198 27) 778125395 FINANCIAL. LLC ro EleseMetal Subtotal: (298.198 27) Statement ID: 182298_20140414_20140415_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111533 CONFIDENTIAL SDNY_GM_00257717 EFTA01453738