EFTA01459521.pdf

GMIS Rolling 13 Montiss KPIs (Client-Level) - 1.CRM: Paul Morris financial December 2015 NNA in TUS Dollar) RitoeoeNt Ll.te-Sflo De< NOv 0Ot Sep Aug Jul Jun May Apr Mar F00 I Jan INK 1:Q14N:uisripp e:o .e etootvt it.erna CAter: Aezoom No 20t5 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2015 2014 ilffre US183900100000435093 ASADI DOMINIQUE 183500100030456319 CIOSSIC 183935281761 0 0 .1 0 0 0 0 0 0 0 FAREEO USMER Advnory Classic Advisory 0 0 0 -1 0 0 0 0 0 0 0 DOMINIQUE LEIMER 0 0 0 -1 0 0 0 0 0 0 0 U5183900100000435093 0 0 0 -1 0 0 0 0 0 0 0 US1839C0100C00474263 BOIES FAMILY CHRISTOPHER 183900100000474262 Classic 163935267485 0 0 0 .9 0 0 0 0 0 0 0 BOIES ACNISOry Claude Advisory 0 0 0 .9 0 0 0 0 0 0 0 0 0 183903100000474262 OPM 1839451287 0 933 -10 -2,833 .434 -565 0 0 0 0 0 0 0 183900100000474262 1839451287A1 0 0 0 0 0 0 0 0 0 0 0 0 0 183900100=4742e 1839451331 0 0 0 -3,491 -750 0 0 0 0 0 0 0 0 OPM 0 -933 -10 .6,294 -584 -565 0 0 0 0 0 0 0 CHRISTOPHER 80IES 0 -933 •10 .6,303 -684 -565 0 0 0 0 0 0 0 DIAMOND 6 183910100000490561 OPM 1839451363 249 4,693 0 65 0 0 0 0 0 0 0 0 0 °VITAL, INC 183.900100070490561 183945136341 0 0 0 0 0 0 0 0 0 0 0 0 0 DPM 249 -6,690 65 0 0 0 0 0 0 0 0 0 DIAMOND 6 CAPITAL, INC 249 -6,690 0 65 0 0 0 0 0 0 0 0 0 DIAMOND 6 183900100030490557 DPA' 1839451352 0 -1,497 0 0 0 0 0 0 0 0 0 0 0 INVESTMENTS, INC. 183,0010=490557 1839451352,41 0 0 0 0 0 0 0 0 0 0 0 0 0914 0 -1,497 0 0 0 0 0 0 0 0 0 0 0 DIAMOND 6 INVESTMENTS, INC. 0 -1,497 0 0 0 0 0 0 0 0 0 0 0 PINTXO 183900100200431063 Classic 183942954945 0 0 0 0 5 0 0 0 0 0 0 0 CAPITAL LLC Advtsory da** Advisory 0 0 O 0 -4 5 0 0 0 0 0 0 0 PINTXO CAPITAL LLC 0 0 o o -4 5 0 0 0 0 0 0 0 ZAC CARTAL 183507100000493099 Clane 183942955913 0 -18 18 -76 0 0 0 0 0 0 0 0 0 LLC Advisory Clasoie Adybory 0 -18 18 -76 0 0 0 0 0 0 0 0 0 24C CAPITAL LLC 0 -18 18 -76 0 0 0 0 0 0 0 0 0 U5183900100000474263 249 -9,138 8 -6,314 -689 -561 0 0 0 0 0 0 0 US1839C0100000456320 DOMINIOUE DOMINIQUE 183900100000456319 Masse 183935261761 0 0 0 0 0 0 0 0 .3 2 LEIMER LEIMER Advisory Classic Advisory O 0 0 0 0 0 -4 3 0 1 0 -3 -2 DOMINIQUE lEIMER O 0 0 0 0 0 3 0 1 0 -3 -2 U5183900100000456320 O 0 0 0 0 0 -4 3 0 1 0 -3 -2 US183900100000492969 OZIALGA Pinix F. 183903100300492966 Classic 1839N4G027508 0 0 0 0 0 0 0 0 0 0 0 0 0 KIRSTEN 8 M Mtla AcNIsory Classlc Advlsory 0 0 0 0 0 0 0 0 0 0 0 0 0 MARX F. DZIALGA 0 0 0 0 0 0 0 0 0 0 0 0 0 U5153900100000492969 0 0 0 0 0 0 0 0 0 0 0 0 0 LIS1839COICCCO0474212 ELLIN HOWAPD E1/IN 183903100030474213 DPA, 1839451335 0 0 0 0 0 0 0 0 0 0 0 0 2 Feb 2016,2122:29 Unnliedby WCS* Ferne Damms svm 12 all Deutsche Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0119978 CONFIDENTIAL SDNY_GM_00266162 EFTA01459521