EFTA00832725.pdf

From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Re: Secondaries at Wells Fargo Date: Thu, 03 Mar 2016 16:17:13 +0000 only were allocated 5300 TSLX at 16.42 and 0 of BANC TSLX trading at 15.92 Richard Kahn HBRK Associates Inc. tel fa cel On Mar 2, 2016, at 6:24 PM, Jeffrey E. [email protected]> wrote: yes get 10000 each and sell them in them on monday On Wed, Mar 2, 2016 at 5:33 PM, Richard Kahn c > wrote: I) BANC - Banc of California stock closed at 15.77 and indication is 14.50-15.00 http://finance.yahoo.com/q;_ylt=AvJEzTZkficOJM3qADCZVQX3eAohG;_ylu=X3oDMTBxdGVyNzJxBHN lYwNVSCAzIER1c2t0b3AgU2VhcmNoIDEx; ylg=X3oDMTBzOTkyZWtoBGxhbmcDZW4tVVMEcHQD c2VjdGIvbnMEdGVidAM-;_ylv=3?uhb—uhb2&fruh3 finance vert_gs&type=2button&s=banc 2) TSLX - TPG Specialty Lending stock closed at 16.84 and indication is 15.50-16.00 http://finance.yahoo.com/gcylt=AvbNPNIvHAhgYX WkjsogqF.FJF4? uhb=uhb2&fr=uh3 finance_vert_gs&type=2button&s=tslx both will price tonight or tomorrow am please advise if you would like me to indicate for shares thank you Richard Kahn HBRK Associates Inc. to EFTA00832725  cel Begin forwarded message: From: < Subject: Just sent prospectus. Date: March 2, 2016 at 4:39:24 PM EST To: < BANC price will be between $14.50 and $15. Nice discount TSLX $16.42 price Robert L Karp, CFP®, CRPC® Managing Director, Wells Fargo Advisors LLC Mana ement & ESOP*Group Phone: irect Toll Fred Fax: *Employee Stock Options and Restricted Stock Plans BUY OR SELL ORDERS, FUNDS-TRANSFER REQUESTS, ADDRESS CHANGES, OR ANY OTHER INSTRUCTIONS REQUIRING YOUR SIGNATURE CANNOT BE ACCEPTED BY E-MAIL OR VOICE-MAIL. YOU MUST CONVEY THESE INSTRUCTIONS VERBALLY. To unsubscribe from marketing e-mails from: • An individual Wells Fargo Advisors financial advisor: Reply to one of his/her e-mails and type "Unsubscribe" in the subject line. • Wells Fargo and its affiliates: Unsubscribe at httpsItorwwwellsfamoadvisors.cornisteellsfargo-unsubsenbe Neither of these actions wit affect delivery of important service messages regarding your accounts that we may need to send you or preferences you may have previously set for other e-mail services. For additional information regarding our electronic communication policies. visit http://wellslargoadvisors.com/disclosureslemail- disclosure.html. Wells Fargo Advisors. LLC is a registered broker-dealer and separate nonbank affiliate of Wells Fargo & Company. Member FINRA/SIPC. 1 North Jefferson. St. Louis. MO 63103. This email may be an advertisement or solicitation for products and services. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this EFTA00832726 communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00832727