EFTA01597345.pdf

U85 Financial Services Inc SUBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2020 CNe70069260590120 YI 0 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP BOSTON MA 02210-2698 Friendly account name: Montpelier Cash Account number: 1 45170 SS Your Nnandal Advisor. SCOTT STACK MANILYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on December 31 (S) on January 31 (3) account 02%45170. Your assets 3,555.99 3,559.51 Visitour vvebsite: Your liabilities 0.00 0.00 www.ubs.comi financialservices Value of your account $3,555.99 $3,559.51 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2020 Value of your x<ount at year end 2019 33,555.99 Net deposits and withdrawah 40.20 3,556.0 3,559.5 Yaw mwstrrent return: • Dividend and interest income 32.48 Change in market value 40 34 0.0 Value of your account on Jan 31, 2020 S3.559.51 Dec2018 Decki 9 tan 2020 SDNY GM 00009678 Member SIPC CPP7C010005926059 NPV00223318 00002 0120 031952383 Y145170550000000 Page 1 of 8 CONFIDENTIAL EFTA01597345  Account name: MONTPELIER TRUST at UBS Resource Management Account Jdin.bry 2020 Friendly account name: Montpelier Cash Account number. Y1 45170 55 Your Pi modal Advisor: SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 (s) your account Cash and money balances Cash and money balances may include A 1,859.63 52.24% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 1,699.89 47.76% account, UBS FC4C inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances. See the important information D Foxed income 0.00 0.00% about your statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0 00% Total assets $3,559.51 100.00% Value of your account $3,559.51 Eye on the markets Percentage change Index January 2020 Year to date S&P 500 -0.04% -004% Russell 3000 -0.11% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S. Aggregate Bond Index 1.92% 1.92% Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% CO20010006926060 W2000223318 00002 0120 031952383 YI15170.40 009MY_GM_000090%ge 2 of 8 CONFIDENTIAL EFTA01597346  Resource Management Account Account name: MONTPELIER TRUST Your M nandal Advisor. Friendly account name: Montpelier Cash *UBS January 2020 Account number. Y1 45170 55 SCOTT STACKMANLYLE CASRIEL Change in the value of your account Cash activity summary January 2020 (1) Year to dated.) See Account activity Mit month for detals. Balances In your Sweep Gpllom are IndutbdIn the openrg and closing balances va to FDIC insurance applies to deposits at UBS Sank USA and al banks participating in the U05 FDIC Insured 0.pesis Proqem. It dies not tray 10 deposits al U85 AG, Stanford Wench 5IPC Opening account value $3,555.99 $3,555.99 protection applies to money market sweep fund hddings but rot bank deposits. SeeImportant information **ant your stakmert on the last two pages d this document for *tit. Deposits, including investments transferred in 0 70 0.70 January 2020 (5) Year to date (1) Dividend and interest income 2 48 2.48 Opening balances $1,858.93 $1,858.93 Change in market value 0 34 034 Additions Closing account value $3,559.51 $3,559.51 Deposits and other funds credited C 70 0.70 Dividend and interest income 2.48 2.48 Dividend and interest income earned Total additions $3.18 $3.18 Subtractions For purposes of ttis statement, tarditty of interest and cividend income has been determined from a US lax mooning perspective. Based upon the residence of the account holder, account type, or product type, Funds withdrawn for investments some interest andor dividend payments may not be s ea to United States (US) ands Puerto Rico (PR) bought -2 42 -2.48 Income to The client monthly statement is not intended to be used and carrot be relied upon for In purposes. Client should refer to the applicable tax reporting kerns they receive from UBS asnudly, such as Total subtractions -$2.48 -$2.48 the Forms 1099 and the Forms 480. for to reporting information. It Is the practice of U85 to file the koplicade tat reporting forms with the US Internd Revenue Service and PR Treasury Deportment, and in such forms accurately classify &Mends anda Interest as tax exerrpt or tale (cock Please consult your Net cash flow $0.70 $0.70 Indviclual to prepare,. Closing balances $1,859.63 $1,859.63 January 2020 (1) Year to date (S) Taxable dividends 2.48 2.48 UBS FDIC-Insured Dep Pgm Account APY Total current year $2A8 $2.48 Interest period Dec 6 - Jan 7 Total dividend & interest $2.48 $2.48 Opening UBS FDIC-Insured Dep Pgm balance Dec 6 S1,858.93 Closing UBS FDIC-Insured Dep Pgm balance Jan 7 $1,858.93 Number of days in interest period 33 Average daily balance $1,858.93 Interest earned $0.00 Annual percentage yield earned 0.00% SONY GM 00009680 CW700=05926061 NP70002233 1800002 0120 031952393 Y16170550000000 Page 3 of 8 CONFIDENTIAL EFTA01597347  Account name: MONTPELIER TRUST Your Pi nandel Advisor: UBS Resource Management Account January 2020 Friendly account name:Montpelier Cash Account number Y1 45170 SS SCOTT STACK MANLYLECASRIEL Your investment objectives: You have identified the following investmentobjectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives m Important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out. CW70010005926062 NPA200223318 00032 0120 031952383 YI 45170550 COMIINYONL000mige 4 of 8 CONFIDENTIAL EFTA01597348 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Fi nancial Advisor: Friendly account name: Montpelier Cash SCOTT STACK MANKYLE CASRIEL January 2020 Account number: Y1 4517055 Your assets Scene prices, income and cutrent values shoem may be 409n:unmade. As a krull. gains and losses may not be accuraely reflected. See Important information about your statement a the endor this dxument for more intsmaton. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA cposit account balances, U8S Bank USA and all UBS FDIC Insured Progais Bank deposit account Waxes are insured by the FDIC within UBS FDIC Insured Program Bank Balances. UBS AG Stamford Branch deposit account Pt:lances and money applicable liMts, but are not protected by 9PC. UBS AG Stanford Branch deposit account balances are not insured market mutual fund sweep balances. by FDIC and are not protected by SIK Money market sweep balances are protected by 51K bul are nee Insured by the FCC See the important information about >ow statement at the end or tits document for details about those baranes Opening basice Closing belaxe PA(Pper Share Average Ontdend Interest Dais rn ttdd net on tan 1 (1) on Jan 31 (1) on Jan 31 (S) rate period penod Cash 0.03 0 70 UBS FDIC INSURED DEP PGM 1,858.93 1,85893 Total $1,858.93 $1,859.63 UBS FDIC-Insured Deposit Program Closing Mante Prionty Bank NI9rne on Jan 31 (5) Status UBS Bank USA 1,858.93 2 Wells Fargo Bank, N.A. 0.03 (1 ) 3 Citibank, N.A 0.00 (1 ) 4 HSBC Bank USA, NA 0.00 (1) 5 BBVA USA 0.03 East West Bank 0.00 (1 ) 7 Citizens Bank, N.A 0.00 8 Associated Bank, N.A. 0.00 (I) 9 Pacific Western Bank 0.00 10 Ameris Bank 0.00 Total $1,858.93 Status - Client has opted out of this bank SDNY GM 00009682 ChP70010005926063 NF73CO223318 00032 0120 031952383 VI 451 70550 COOOCO Page 5 of 8 CONFIDENTIAL EFTA01597349  Account name: MONTPELIER TRUST Resource Management Account Your flnasdal Advisor: *UBS January 2020 Friendly account name:Montpelier Cash Account number. Y1 4517055 SCOTT STACKMAMLYLE CASRIEL Plannaleia Your assets (continued) Cash alternatives Money market funds Money market funds are neither insured nor guaranteed ty the teatitl Deposit Insurance Cc:sp.:48ton or any other government agency. inandione prime andinstitutional muncipal funds must float their net asset vdues (hinv) per share to the nearest If 1C0M of a cent (e.g., SI 0000) Government and relal money market funds still cortnue to transact aka sltie 51 03 net asset value. Although money market funds seek 10 preserve the value of your investment at S1.00 pes share, n n possible to lose money by Jrwesling in these funds. Total retrrvestel is the told of as reinvested dvIdends. it does not include any cash cludench n Is rot a tar I/No[4;er' Rav) gain or b:s Is the dfie re nce between the current value and the cost basis and would lot for the purposes of determining holdng periods or con Cans. The shareS yOu leceive each time yOti geneIdly be your ~eq.:loot loss d the set tarty was sold Co this date. The unrealized (tar) gan or loss may reinvest dvidends become a separate fa Id need lobe a4usled for return of (avid payments in oder to determine the retired gain or loss for lax reporting purposes. Cost 8854 is the tote purehaSe cost of the security. indudnig reinvested d.dends The cost basis may need to be actusteellor return cf capital payments in order to &termne the adjusted cost basis for tar Investment return is the current value minus the amount you invested It does not include shares that are not repotting purposes. reflected on your statement, includng shares that have been realized as either a gain ct a Ices. It also ctes not Include cash dedencis that were not reinvested Purchase price' Nwnbet Average pice Client Cost Pnce per share Value on unrealized ineestrntnt )4rAdng Hdd ng al snares ter share If) investment (5) basis (5) On Jan 31 (5) Jan 31 (5) ()an of JOSS (1) return (3) period UBS SELECT PRIME PREFERRED FUND 1,699.385 ---This information was unavailable-- I.0003 1,69989 EA 129 Current yield: 1 71% Your total assets Percentage cl Cost Estimated unrealized Value on Jan 31 (1) your account basis (I) annua inccme ion or loss (t) Cash Cash and money balances 1.859.63 52.24% 1.859.63 Cash alternatives a Money market funds 1.699.89 47.76% 29.00 Total $3,559.52 100.00% $1,859.63 $29.00 • Messing cost basis often:elm Account activity this month Dare Actnity 0escreption amount (S) Deposits and other fends credited Jan 10 Transfer FM sit 45612 8100 0.70 Total deposits and other funds credited $0.70 CMIC0100C6926064 NP7300223318 00032 0120 031952383 Yl 45170550 comiitiy_Gm_00009~e 6 of 8 CONFIDENTIAL EFTA01597350 SUBS Resource Management Account Account name: MONTPELIER TRUST Your Nneadel Advisor: Friendly account name: Montpelier Cash SCOTT STACK MANLYLE CASRIEL January 2020 Account number: Y1 45170 55 age Activity Desaiption Amount (S) Dividend and interest i ncome Tarabfe divider.* Jan 31 Dividend U8S SELECT PRIME PREFERRED FUND 2.48 SYMBOL; SPPXX Total taxable dividends Total dividend and interest income $2.48 Investment transactions For more information about tne price value shown for restricted secuaties. see important information about your stammer* at the *near the dor 'anent. Proceeds frame Funds investment withdrawn fa Accrued Cute Actiety Cescdpoon Ouantity VS ue (S) Pace (Si transactions (I) iniestments boucle (I) interest (5) Jan 31 Reinvestment UBS SELECT PRIME PREFERRED FUND DIVIDEND 2.479 -2.48 REINVESTED AT 1.00 NAV ON 01131/20 SYMBOL: SPPXX Total -$2.48 SDNY GM 00009684 CP.70010006%6065 NP-A)03223318 00002 0120 031952383 Y145170550 000000 Page 7 of 8 CONFIDENTIAL EFTA01597351 4tUBS Your notes CW70010006926865 N77000223318 00002 0120 031952303 YI 45170.0 COIfty_Gm_00009eggie 8 of 8 End of statement for account number YI 45170 S5 CONFIDENTIAL EFTA01597352  Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00009686 CONFIDENTIAL EFTA01597353  Important information about your statement (continued