EFTA01406195.pdf

Subject: RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & H perion Air, LLC (GCIS#487225) From: Vijay-A Sawant Date: Tue, 31 Jul 2018 02:29:17 -0400 To: Bradley Gillin Stewart Oldfield Cc: Mayur Rathod Hello again, As per attached, following is the list of revised items required — J. Epstein Virgin Islands Foundation, Inc 1) Material change confirmation required 2) IRS letter confirms entity is tax exempt but unable to obtain proof of registration on the IRS website. Kindly advise. Hyperion Air, LLC 1) Material change confirmation required 2) SoS required for account holder from the US Virgin Islands registry site — Department of Licensing and Consumer Affairs. Note there is no price involved here, but unable to obtain proof that this entity is still registered. Alternatively, kindly provide COGS dated with last 6 months for this entity. I will launch case upon your confirmation of the above so your quick response will be highly appreciated, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant EFTA01406195 KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From: Vijay-A Sawant Sent: Monday, July 30, 2018 4:20 PM To: Bradley Gillin ; Stewart Oldfield Cc: Mayur Rathod Subject: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225) Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the docs available in the repositories, I have completed the attached checklist, main RP's also listed below for reference — Acct Holder — J. Epstein Virgin Islands Foundation, Inc President & Authorized Signatory — Jeffrey Epstein Vice President & Authorized Signatory — Darren K. Indyke Treasurer, Secretary & Authorized Signatory — Erika Kellerhals Kindly advise if the above RP's are correct? Also advise if any material EFTA01406196 changes to this account? During review, I noticed the IRS letter which confirmed that this is a 501 (c ) (3) entity but I am unable to obtain 'SoS' from the IRS website. This could mean that this entity is no longer tax exempt. Could you advise on this, please? Regarding the CDD form, I am awaiting AML confirmation whether Jeffrey Epstein's address in section c, is acceptable? Will get back to you as soon as response is received from Morgan. Acct Holder - Hyperion Air, LLC Sole Member — Jeffrey Epstein Authorized Signatories — Harry Beller & Darren Indyke Kindly advise if the above RP's are correct and whether there are any material changes to this account? Kindly assist in procuring SoS from the US Virgin islands government registry, please? Note, we already have the COE (Certificate of Existence) for this entity. The SoS is required so we can evidence that this entity is STILL registered with the authorities and is active. Regarding the CDD form, I am awaiting AML confirmation whether Jeffrey Epstein's address in section c, is acceptable? Will get back to you as soon as response is received from Morgan. I will launch KYC upon your confirmation of material changes. Note above accounts will be KYC'd on ONE kyc case, thanks. EFTA01406197 Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. EFTA01406198