EFTA01454294.pdf

e an raup 22May 2014 SOUTHERN FINANCIAL, LLC Pape 2 Of 2 Request 182298 As of 22 May 14 Douro BankACT SOUTHERN FINANCIAL, LLC Settlement NotCoy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put? Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 21-No/-2013 20-Nov-2014 25-Noy-2014 (1.060 OCO 00) USD 101.000000 an SHORT ELRCPEAN CALL 1010000 :2:i C431 :6) 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBanDneT 21-Nat-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0003 11.864 81 710423461 FINANCIAL. LLC oithOpt 366364435r SOUTHERN EXOne8arOneT 21-Nor-2013 20-Noy-2014 25-Nov-2014 (21,0x10.00) USD 0 JPY LONG EUROPEAN 0.0080 9222 85 710423463 FINANCIAL. LLC oucb0pI 366364436/ SOUTHERN FXOneganOneT 21-Noy-2013 20-Noy-2014 25-Noy-2014 1.21.000 061 USD 0 JPY LONG EURCPEAN 0.0000 7.07928 710423465 F Il4ANCIAL. U.0 ouchOpl Subtotal: 5.123 37 Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFERN Cornmoctly0p1E u 03-Apr-2014 CIF>Dec-20I4 CIS-Dec-2014 SHORT EUROPEAN CALL XCU t8.7WIX.0 D'M USD trk 001MT25 0 7.000 0000 046.918 43! 778125395 FINANCIAL. LLC ro ElaseMetal Subtotal: KW. 19111k (341,795 05) Statement ID : 182298_20140522_20140523_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112306 CONFIDENTIAL SDNY_GM_00258490 EFTA01454294