EFTA01454041.pdf

As of 4/29/14 Live Description Trade Date Expiration Notional Cost Basis MTM* MTMt P/L USDJPY Triple One-Touch 101 Call 11/21/2013 11/20/2014 1,000,000 USD '$ - $ 4,752 $ 4,752 USDJPY 102.5 Call 1/31/2014 5/1/2014 10,000,000 USD $190,000 $ 26,484 $ (163,516) Dec14 Copper 7000 Call 4/7/2014 12/3/2014 1,250 metric tons $ 331,250 $ 293,490 $ (37,760) P $ 521,250 $ 324,726 $ (196,524) * Not a bid/offer. Mid Mark-to-Market as reported on client s DB Valuation Statement. Closed Initial Trade Unwind Unwind Description Date Trade Date Cost Basis Value P/L USDCAD RKI Call Spread 1/17/2014 3/5/2014 $109,995 $ 115,000 $ 5,005 USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $ 257,000 $ - $ (257,000) Jun14 WTI 101/93.50 Risk Reversal 3/13/2014 5/15/2014 100,000 bbls $ - $ 312,000 $ 312,000 $ 60,005 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111949 CONFIDENTIAL SDNY_GM_00258133 EFTA01454041