EFTA01519264.pdf

CHISLAINE MAXWELL -TAP DVS ACCT. For the Period 12/1/13 to 12/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 12/16 LT Capital Gain METROPOLITAN WEST FDS TOTAL RET CL 112/13/13 7,192.344 0.065 464.27 12/16 Distribution LONG TERM CAPITAL GAINS 0 0.065 PER SHARE AS OF 12/13/13 (ID: 592905-50-9) 12/17 LT Capital Gain NUVEEN GLOBAL INFRASTRUCT4 12/16/13 LONG TERM 2,025.302 0.045 90.94 12/17 Distribution CAPITAL GAINS @ 0.045 PER SHARE AS OF 12/18/13 (ID: 67069041-0) 12/18 Sale HARBOR HIGH YIELD BOND-INST (ID: 411511-55-3) (951.161) 10.77 10,244.00 (10,691.05) (447.05) S 12/19 High Cost 12/19 LT Capital Gain HARBOR HIGH YIELD BOND4NST 12/17/13 LONG TERM 3,596.081 0.318 1,141.81 12/19 Distribution CAPITAL GAINS 0 0.251 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) 12/19 LT Capital Gain HARBOR CONVERTIBLE SEC-INST 12/17/13 LONG TERM 2,833.314 0.107 304.10 12/19 Distribution CAPITAL GAINS @ 0.107 PER SHARE AS OF 12/17/13 (ID: 411512-73-4) 12/19 LT Capital Gain SIT DIVIDEND GROWTH FUND4 12/18/13 LONG TERM 2,958.635 0.573 1,695.82 12/19 Distribution CAPITAL GAINS @ 0.573 PER SHARE AS OF 12/18113 (ID: 829800-70-7) 12/23 LT Capital Gain BLACKROCK HIGH YIELD BOND 12/20/13 LONG TERM 7292.312 0.102 742.29 12/23 Distribution CAPITAL GAINS @ 0.102 PER SHARE AS OF 12/20/13 (ID: 091929-63-8) 12/24 LT Capital Gain HSBC FDS TOTAL RETURN 112/24/13 LONG TERM 3,858.567 0.002 7.39 12/24 Dist:Ix:don CAPITAL GAINS fa 0.002 PER SHARE (ID: 40428X-15-6) J.P.Morgan Account Page 18 of 19 Consolidated Statement Page 70 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046545 Chase CONFIDENTIAL SDNY_GM_00315743 EFTA01519264