EFTA01297029.pdf

Deutsche Bank Account Transactions From January 03, 2017 To June 29, 2017 Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value 06:29:211 7 5740,876.18 $26.54 5740,902.72 DBAB - Brokerage Account Base Currency USD DB Securities Inc. Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount $0.00 Transa ction Security Trade Date Settle Date Description Units Local ccy Local Unk Prke Amount In Local coy Amount (USD) Type Identifier Cash WELLS FARGO SANK, 0S:23,2017 06:23:2017 USD999997 NA 0.00 USD C.IXI I 115,000.03) (11500 00) Disbureemer DEUTSCHE GOVT CASH INSTL RedemptIoni REFERENCE 06.23/2017 06:23:2017 Corporate USD999997 NO=00002, CREATED 0.00 USD 0.00 115,000.0=0 115.CEM OD Action BY AMPS:DVDA MMF DWG 147539670 Redemption! DEUTSCHE GOVT 0tt:2042017 06:20:2017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (137.553.59) (137.553 59) Action DWGI 147539670 0516:2017 06x16.2017 crao Ensbursemer USD999097 EASTERN CORP ECU 000 USD 0.00 (10.000 00) (10,000.00) DEUTSCHE GOVT CASH INSTL Redemption! REFERENCE Cr116017 0&162017 Corporate USD9995O NO=00002. CREATED 000 USD 0.00 10.000 00 10,000.00 Action BY AMPSJ0VDA MMF DWGI 147539670 PFIZER INC COM BKCM A PERSHING AFFILIATE MAKES A MKT IN THIS 061152017 06/20;2017 Sale 717O31103 14.21a) 00) USD 32.81 137.553 59 137.563.% SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER M:02:2017 06)022017 Redemption: usossoss7 DEUTSCHE GOVT 0.00 080 003 (1.344 OW )1,344 06) Reporting Currency' USD "e 1 of 5 Generated on 0&301201, SDNY_GM_00059904 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022728 EFTA_00170448 EFTA01297029  Deutsche Bank Account Transactions From January 03, 2017 To June 29, 2017 Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value 0i3.29:20I 7 5740,1176.18 $26.54 3740,202.72 DBAB - Brokerage Account Base Currency USD DB Securities Inc. Grand Total For All Transaction Types from 01/0312017 to 06/29/2017 Total Amount 30.00 Transaction Security Trade Date Settle Date Description Units Local ccy Local Unit Price Amount In Local coy Amount (USD) Type Identifier Corporate CASH INSTL MMF Action DWGI 147539670 4200 SHRS PFIZER 05101:2017 06/1312017 Dividend 717081103 INC COM RD 05/12 PO 0.00 USD 0 00 1,344.00 1,344.00 06/01/17 DEUTSCHE GOVT a5731.2O17 05731.2017 Interest PER232045 CASH MMF DWG/ GOO USD 0.03 145i1 14 58 147539670 DEUTSCHE GOVT Redon uter,/ CASH INCOME 05/312017 05131:2017 Corporate PER232045 000 USC) 0.00 (14 Se (14.58) REINVESTED MMF Action DWG! 147539670 Redemption, DEUTSCHE GOVT 05022017 05/022017 Corporate USD999997 CASH 1NSTL MMF 0.00 USD 003 (1.950 C'3) (1.931000) Action DWG! 147539670 5000 SHRS BRISTOL MYERS SQUIBB CO 05012017 06/01/2017 Dividend 110122108 0.00 USD 0.00 1.e0.00 1.950.00 COM RD 0407 PD 05(01117 DEUTSCHE GOVT 04126'2017 04262017 IntereV PER2r045 CASH MMF Ce/GI 0.00 USD 0.00 9.64 9.64 147539670 DEUTSCHE GOVT Redemption/ CASH INCOME 044262017 0412812017 Corporate PER232045 000 USD 0.00 (9 54} (9.034, REINVESTED MMF Action DWGI 147539670 Can FIRSTBANK PUERTO 041702017 04/202017 USD999997 000 030 0.00 1100.0,00.Ce) (100.00000) Disburserner RIC 047202017 04'202017 Redemption' USD999997 DEUTSCHE GOVT 0.00 USD 0.00 IMD.30.0=3 1:0.00;0.00 1.71 4- Reporting Currency. USD Page 2 of Generated on 00302017 SDNY_GM_00059905 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022729 EFTA_00170449 EFTA01297030  Deutsche Bank Account Transactions From January 03, 2017 To June 29, 2017 Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value 06'29:211 5740,876.18 $26.54 5740,902.72 DBAB - Brokerage Account Base Currency USD DB Securities Inc. Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount 50.00 Transa ction Security Trade Date Settle Date Description links Local ccy Local Unit Price Amount in Local ccy Amount (USD) Type Identifier CASH INSTL REFERENCE Corporate NO=00003, CREATED Action BY AMPS:DVDA MMF DINGI 147539670 Redemption! DEUTSCHE. GOVT 0419:2017 041912017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (114.051 51) ( 114.051 51) Action DWGI 147539670 DISNEY WALT CO DISNEY COM UNSOLICITED 04112oi 7 0419,2017 Sale 254687106 ORDER ALLOCATED (1.080 00) USD 114.12 114.051 51 114.051 51 ORDER YOUR 6ROXER ACTED AS AGENT DEUTSCHE GOVT 03:31:2017 03;31:2017 Interest PER232045 CASH MMF DWGI 0.00 USD 000 704 7.04 147539670 DEUTSCHE GOVT Redemption! CASH INCOME 03/31:2017 03:31!2017 Corporate PER232045 0.00 USD 0.00 (7.04) (7 04) REINVESTED MMF Action DWG, 147539670 Caen FIRSTBANK PUERTO 03,032017 03,03:2017 USD999997 0.00 USD 0.00 (100,090.03) (100.0000D) Dtsbursomer RIC DEUTSCHE GOVT Redemption! CASH INSTL 031CD42017 03.03:2017 Corporate USD999997 REFERENCE 0.00 030 0.00 100.000.00 100.00000 Action NO=00002: CREATED BY AMPS;DVDA Reporting Currency. USD Page 3 of 3 Generated on 0510,2017 0 SDNY_GM_00059906 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022730 EFTA_00I 70450 EFTA01297031  Deutsche Bank Account Transactions From January 03, 2017 To June 29, 2017 Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value 06'29:211 5740,876.18 $26.54 $740,202.72 DBAB - Brokerage Account Base Currency USD DB Securities Inc. Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount 50.00 Transaction Security Trade Date Settle Date Descnption Units Local ccy Local Unit Price Amount in Local ccy Amount (USD) Type Identifier MMF DWG 147539670 Redemptio.' n DEUTSCHE GOVT 03:02:2017 03:02:2017 Corporate USD999997 CASHINSTL MMF 0.00 USD 000 ft 344 CC) f 4344 00, Action DWG! 147539670 4200 SHRS PFIZER 03:01:2017 03:D1:2017 Dividend 717081103 INC COM RD 02:03 PO 0.00 USD 0.00 i .344 DO 4344 00 OX01117 DEUTSCHE GOVT 02228:2017 02:28:2017 Interest PER232045 CASH MMF DWGI 0.00 USD 0.00 40.15 40 15 147539870 DEUTSCHE GOVT Redemption/ CASH INCOME 02:28:2017 02232017 Corporate PER232045 0.00 USD 0.00 (40 15) (40.15) REINVESTED MMF Action DWG! 147539670 Redemption, DEUTSCHE GOVT 02:D2:2017 024222017 Corporate USD999907 CASHINSTL MMF 000 USD 0.00 (1.950 00) (1,950.00) Action DWGI 147539670 5000 SHRS BRISTOL MYERS SQUIBB CO 02:01:2017 0201:2017 DNIdend 110122108 0.00 USD 0.00 1.950.00 1.950.00 COM RD 01..06 PD 02:01:17 DEUTSCHE GOVT 01:31C017 Ol '31:2017 Interest 233993682 CASH MMF DWGI 0.00 USD 0.00 29.41 29.41 147539670 DEUTSCHE GOVT Redemption: CASH INCOME 01/31:2017 01:31:2017 Corporate 233993682 0.00 USD 0.00 (29.41) (29 41) REINVESTED MMF Action DVJG1147539670 Reporting Currency' USD Page 4 of 3 Generated on 061012017 0 SDNY_GM_00059907 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022731 EFTA_0017045 I EFTA01297032  Deutsche Bank Account Transactions From January 03, 2017 To June 29, 2017 Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value 06'29:211? 5740,876.18 $26.54 5740.902.72 DBAB - Brokerage Account Base Currency USD DB Securities Inc. Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount $0.00 Transaction Security Trade Date Settle Date Description links Local ccy Local Unk PrIce Amount In Local coy Amount (USD) Type Identifier Redemption! DEUTSCHE GOVT 01/212017 0123.2017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (31.793.30) (31.793 30) Action DWGI 147539870 Cash THE BANK OF NEW 01:20.2017 01,20:2017 USD99r.24997 YORK 0.00 USD 000 •"." NO 00; 175.000.00) l.rret:tirs.erner DEUTSCHE GOVT CASH INSTL Redemption: REFERENCE 01:2%2017 01/20:2017 Corporate USD999997 NO=00004. CREATED 0.00 USD 0 C0 (13.922.05) (13.922.05) Action BY AMPSJDVDA MMF DWGI 147539670 UBISOFT ENTMT SA ADR ISINaUS90349R1023 01/18:2017 011212017 Sale 90348R102 AVERAGE UNIT (500.00) USD 6.40 31 793 30 31,70330 PRICE TRANSACTION YOUR BROKER ACTED AS AGENT BOEING CO COM UNSOL AVERAGE UNIT PRICE 01/17.2017 01/20:2017 Sale 097023105 (500 00) USD 157.66 78.770 28 78.770.28 'TRANSACTION YOUR BROKER ACTED AS AGENT TENCENT HLDGS LTD ADR 01/17:2017 01.20/2017 Sale 880320109 ISINSUSSS032Q1094 (4000D) USD 25.52 10,151 77 10,151 77 UNSOL AVERAGE UNIT PRICE Reporting Currency' USD Page 5 of 5 Generated on 0610/2017 SDNY_GM_00059908 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022732 EFTA_00170452 EFTA01297033  Deutsche Bank Account Transactions From January 03, 2017 To June 29, 2017 Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Market Value Accrued Income Total Value 06,29:211 7 5740,876.18 $26.54 5740,902.72 DBAB - Brokerage Account Base Currency USD DB Securities Inc. Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Total Amount $0.00 Transaction Security Trade Date Settle Date Description links Local ccy Local Unk Price Amount in Local ccy Amount (USD) Type Identifier TRANSACTION YOUR BROKER ACTED AS AGENT Redemption DEUTSCHE GOVT 01;1:'.:::017 0112:2017 Corporate USD999W7 CASH [NM MMF 0.00 USD O.CV (30.10.001 8.900 00 Acuon DWG: 147539(570 5000 SHRS DISNEY WALT CO DISNEY 01:11:2017 01!11:2007 Oaildend 254687106 000 USD 0 00 3 €C1O 00 3.003 OG COM RD 12512 PD O1/I1!17 Total Amount (USD) 0.00 Reporting Currency' USD Page 6 of 5 Generated on 0510,2017 SDNY_GM_OOO599O9 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DI3-SDNY-0022733 EFTA_00170453 EFTA01297034  Deutsche Bank Account Transactions Selected Report Criteria Wealth Management Account/List/Relationship/Client Account Number :- Date Range From 01:0312017 To 06/29/2017 Currency Reporting Currency: USD Transaction Status SoMuci ,:(erxeling Currere.y. USD Page 7 of 'a Generated on 06102017 0 SDNY_GM_00059910 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022734 EFTA_00I 70454 EFTA01297035  Deutsche Bank Account Transactions Disclaimer Wealth Management FX Rates used for Currency Conversion corresponds to the date (s) of the activity within the selected reporting period. All values are reflected in local and selected reporting currency. Please note that the information presented is as of the most recent available value date for each account type. Total values appearing in each module may differ due to rounding variances. If you have selected a client relationship or an account list, please be advised that some of your accounts may not be applicable to this page. The above information is made available at the client's request and for the client's convenience. 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'U' (underdetermined) appears for a majority of the data displayed, you may want to select another preferred currency from the "Settings" page or update your "Display currency as" at the top of the page. ,:exyling Currercy. USD Ganerated on 06'102017 SDNY_GM_00059911 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022735 EFTA_00170455 EFTA01297036