EFTA01373354.pdf

Case: 01774563 - Salesforce - Unlimited Edition Page 6 of 9 Account Holder KYC DB Accounts Lilia Judith Lapidus, Analia Lapidus, and Berta Ruth Bronstein de Lapidus JT TEN KYC Related Party Roles Lilia Judith Lapidus, Analia Lapidus, and Berta Ruth Bronstein de Lapidus JT TEN KYC Party Contact Lilia Judith Lapidus Role Account Holder Please Describe Last Modified Date 11/2/2017 Lilia Judith Lapidus, Analia Lapidus, and Berta Ruth Bronstein de Lapidus JT TEN KYC Party Contact Analia Lapidus Role Account Holder Please Describe Last Modified Date 11/2/2017 Lilia Judith Lapidus, Analia Lapidus, and Berta Ruth Bronstein de Lapidus JT TEN KYC Party Contact Berta Ruth Bronstein de Lapidus Role Account Holder Please Describe Last Modified Date 11/2/2017 Case Comments 11/13/2017 10:51 AM 11/2/2017 4:41 PM User Gwen Hill User Beatriz Gorostiaga Public Public AFC has reviewed this KYC for Lilia Judith Client confirmed that there were no material Lapidus, Analia Lapidus, and Berta Ruth changes since the last review and that the Comment Bronstein de Lapidus, we are comfortable information on this case is accurate and signing-off for the following reasons: current via email on 118)1/2017. • Information and supporting documents required by our AML Policy were provided and reviewed. As a result, we have a reasonable understanding of the purpose of the account and expected transaction activity. Comment • The account holders' source of wealth was sufficiently detailed and appears plausible. • Due diligence searches were performed on the accountholders. The names searched were not on any sanctions lists or in ICIU's leaks database or the London Sunday Times list. • Our review did not identify any red flags related to the client that would prohibit us from maintaining the client. Attachments 1774563 KYC Checklist Lapidus.xls 1774563 Risk Cal Lapidus.xlsm Size 85KB Size 50KB Ownership Gwen Hill Ownership Gwen Hill View View file View View file hups://dbforcepb.my.salesforce.com/5003200001CFHYH/p?retURL=15003200001CFHY.. . 4/10/2018 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067485 CONFIDENTIAL SDNY_GM_00213669 EFTA01373354