EFTA01360050.pdf

From: Daphne Cales Sent: 9/11/2018 5:10:56 PM To: Vijay-ASawantI ; Bradley Gitlin CC: Vinita Advani Subject: RE: Rejection Points KYC # III Classification: For Infernal use only 17.0 ( `an you please Sc'! some time fie till of us to discuss tomorrow? I received some clarity, rom the .4BR team. Thank you. Kind regards, Daphne Cales Daphne Cales Director I Banking Services 8 Branch Manager Deutsche z nheriBcaansk Trust Company Americas w glisiowityasOrm. From: Vijay-A Sawant Sent: Tuesday, September 11, 2018 9:29 AM To: Daphne Cales < Cc: Vinita Advani < Subject: FW: Rejection Points KYC # - jp Importance: High Hi Daphne, As discussed on call today, following are case rejections we have received from KG. Point 1identifies the donor as U8O and this info can be verified from Pg 53 of the US Addendum, relevant paragraph provided below for reference. Also attached in this email are the Form 990's for year's 2014, 2015 & 2016. You can see that the $10mn donation was received in 2015. Previously approved KYC Case was approved in Aug 2017 where this donor was not identified. Why is this an EDR now? Please advise how to proceed with this? Case #: Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Gratitude America Ltd Customer Number: Reason for Rejection:The case was not reviewed in its entirety due to the below issues. Once this has been resolved, we will review the case. This will now be treated as an EDR. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048255 CONFIDENTIAL SDNY_GM_00194439 EFTA01360050