EFTA00165683.pdf

÷11? cs-r 0 yi 1-4 C... Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premiumrm Private Wealth Premium''" Private Wealth Premium TM Elite Personal Accounts Elite siness Accounts Banking Services O Checking Acct. Checking Acct. I O Consumer Debit Card I O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card a Acct. Acct. I APY PY O Business Debit Card O Elite Money Market Deposit mr( Elite Money Market Deposit Acct. I Acct. I EreDelinte Cpepkbpok Sple APY APY LOOICICO*K5 C°' 1.14 / 0 Certificate of Deposit O Certificate of Deposit O Name Only-ocrto Acct. I APY Acct. IS APY d Name and Address -3%3-4S/ iThpLicoit( Term Term ❑ Duplicate Statement -gAmE pAydri mEN-i- Addr O DB AG NY Preferred DB AG NY Preferred O Certificate Certificate of Deposit of Deposit City Acct. Acct. State Zip Code APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr (OBTCA deposit account required. (D8TCA deposit account required. along with s DB AG Preferred Terms eking with a DB AG Preferred Terms City and Conditions) end Conditions) State Zip Code Private Wealth Promiummi ❑ Cash Master Sweep Account Internet Banking Services Checking Acct. I [YD.'S Private Wealth Online Plus Elite Money Market Deposit la / Link to Existing Online Relationship Acct. If / 0 ?Olc APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common O NoniProfit Organization O Partnership O In Trust For/Payable an O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow O Estate 13.AWM4101 NAOSOD00015602400104611 013359.032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001425 EFTA_000 14899 EFTA00165683  Accoup . Title and Joi t Application Information a• 0.- Li. c Name of 2(count Title Joint Applicant (last ne. itial) or Business Oast name, lint name, middle initial) Social pointy Number org7er niviber Social Security Number or Taxpayer ID Number WO° MO lire 14 Address Mn.- Address SrL i a IALNetaenticablit City, S Morns Telephone Number Bosons Telephone Number Date or Binh 1Yetr rilirth Nome of Employer Name of Employer Address Adams Net applicable State and 2ip Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the lunding of terrorism and money laundering activities, Federal law requires all financial Institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or other business relationship with a finance& institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificath of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing chants we currently have a legal obligation to ask our customers questions regarding thee' identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners er control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By Signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person ei persons purported to be yoo is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCAI. you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. Yoo understand that DBTCA may. but shall not be inquired to, seek verification of your verbal. facsimile or email instructions by Call back. In case of doubt, DBTCA may in its solo discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shah become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may bona checks, ruckus ozwitharavial requests ham any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor cheeks. orders nr withdrawal requests from the survivor(s) atter the death of any owner(s) and may treat the account as the sole property et the survivals) atter the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 11ANJM0I01 0139590326l3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001426 EFTA_000 14900 EFTA00165684  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can aocess the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responcibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income Or transactions in your account(S) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with MCA. Furthermore, you confirm that the necessary information Ito the best of your knowtedge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlor(s), benefiCret5O35). Damietta etc. to enable him/hed them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is &ornate. The Terms and Corglition for Deposit Accounts are Su• larange. Accept rnis nice You ndersteed that this nt Holders Signature Daum Joins Account Holders Signature Date grs-:13n742, 4:itrWier.4.9 -For Bank,. r ewatt ly...Reyi tsit'ivso kt eiWA . lIffifie"qeTnet”, • *„. 4 7t‘Veitelkle .7:7•2te-, -11`taft-ITIPtarntelrtrienrir r V' Frt.- ; 4, 3 , IV "hi. restttit 11:pvic. 41. t . 1.1:2:$5 Le4 0210 .31*,‘ kW3MM EP ° Re/Ca'af1,CA iftfze‘ )/44c " . 4fiati 34/ tin YT% -en riits.tre,er.94%-ensfr.trcei;ces,2•;',6aVici..mccniceperiffirAfietra-.75.-anarru:Szrrenii4 acOri rbze.:4.-3feweAlisliiii:c'haaViSVA44;SWAtIM1 rli-g ri eiWiS rt- Vilga:t" le t;2Piet exVIVC.-sirS rrat,04.1.03t.44 •.ta . Weitsektikkla:Vtolattn-lisWatA 3 13AWM•Otet 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001427 EFTA_00014901 EFTA00165685  IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS) OW Ail W. Business e kei Nemethr g /s1 V0 3 gnature Date DEUTSCHE BANK TRUST COMPANY AMERICAS Print Namaffnle 1 0i II ( Date (FOR ALL OTHER USERS) Account Name Narnenitle Signature Date WM134667 21 010198.090613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001428 EFTA_00014902 EFTA00165686