EFTA01384523.pdf

HOBUS133 Alpha Group Capital Hudson Bay Fund LP Hudson Bay International Fund Ltd. Fin» Overview July 2018 H..I&3on B.3/ (.3artst Mw..4jernent LP is a manager Ot s;ternstive oppo, ;n the Finn AI E $2,792,771,135 global markets targeting traditional and non-tracktion sources of alpIia by employing a diverse Hudson Bay Fund LP set of catalyst-driven absolute return strategies that are intended to be uncorrelated to each other and to the mar indices. Our multiple portfolio teams invest across the corporate capital AVM: $617,783,224 structure and often trade around or in conjunction with an event or catalyst in an effort to exploit Since 1~N» Nee clPees market inefficiencies. Founded in December 2005, with Sander Gerber æ Chief Investment Heal funeLP ' 5Cre" HFAIF1M- Officer, the firm has 73 employees, inducing 39 investment/risk professionals, who seek to Coretootinel fronuaein Re4- achieve persistently Dositive returns while maintaining a focus on risk management and capital C-terefiebvt.R•Ibin 0: •;11. preservation. iReeetlattot VAL, Investment Profile (14 Nee«,Manes RISK • Catalyst driven tracing-oriented firm that invests across multiple strategies. irxiudng convent* ISU/staid Desletton T. 1397% 'I 553% arbitrage, merger and event-driven arbitrage, longIshort equity, volatility tradng and credit Snaut , 0.56 E 056 • Diversrfied portfolio conxirised of a series of independent investment ideas that are designed to be 0d0 ; 092 uncorrelated to each other and market indices PERFORMANCE CHARACTERISTICS • Disciplined investment process which generally seeks to hedge at the position level to minimize e'rrt:i 0.0f 0.20 risk. Alcha 10.96% I 10.03% • Integrated risk management throughout the entirety of the portfclio constrt;ction press and at &l P4,1 000 02 levels of the Firm. GROWTH OF INITIAL $IMI» • Dynamo allocation of capitS across multiple strategies based on the bottom-up evaluator- of specific trade opportunities within the context of the overall macro environment. • Collaborative culture that allrors for Alpha generation at the intersection of stiateges • Focused on achieving persistent profitability and preservation of capital. Performa nce listory Hudson Bay Fund LP — Net Monthly Performance Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year si(416 2018 0.88% 1.01% 0 23% 0 529, 1 15% 060% 0.17%, 4 86% 2017' 1.33% 0.200002% , 17-9 -047% 0.05%1..38% 018•:. 04% 1 15% 24Y8 027•,: 0 26-; Jx....1r-Ar-4.b.. Jon. atn. 7.rt. Jan. 4un. 4n• 0e1 07 CN 0,1 10 11 1i 14 19 15 17 1›, zow B.67%. -Or: 0 6 0 19%, 0 49% 24% 0 3E% 0 44', c 49v, -0 10% 0.26% 2 C45'. tow -084% 1.44'1 0.99% -020% -0.325 -0 57% -049% 035% -060'5 -0 74% -1 0691 0.10% •165% Hudson Bay International Fund Ltd. 2014 026": 1 65,, -1.04,4 -1 10% 0 12% 1.301, 023% 012% -009-5 -304%, 0.15% -0:37% 'S5'> AUM: 81,918,090,63(1 2013 -053% 0.26% 009% 0.90% 1 77% 1.2859. -0 14s9 0.25% -0.13% 0.06% 1.77% 2.15% 861% SErat frotteton seet ot Foos HuOiontsy 2012 066b 116%, I.014%. 1.72% 074% 140V, 074'.M 105%. 0.7.3% 0 17, , 012•, 0.02% 10.63% RETURNS intlfuna Lid 2011 1.44% 0.72% 0.59% 049% 0.56% -028% -008% -004% 0.391E 0.50% 0.18% -002% 4.54°F3 17S 6% ?4% 2010 04m% 0 46% 2.97% 1.47% •1.31% 6 629- 1^5., 2.33t., 0.33% 10Y* 0 13% 0.28% 9.03% I 52,76168 S2.Ø523 51.627 40 20311 8.10% i21% -087% -018% 5.59% 2 90% 260% 3.08% 2.94% 1.77% 1.01% 3.1X1% 3551% 70.45% 8514111. 657% 2008 ! 00% 133`:, 0.53% -042% 2.03'<:. 1 34% 016'.r, 661% 0.13% 094'55 2 34% 0.06% 11 01, 2007 1.02% 0.85% 2.59% -0.96% 0.94% 0.64% 0.21% 109% -0.09% 1.37% 0.95% -3 53% 5.71% 457% 14 16% 5 V% 4'2% 2 92n 4.06c: 4.97,‹ 132% 151 2006 23% 2 00% 13.10% 1.33% e 79% 0 79%, 1.05% 45 68%3 i5 i 54 PERFORMANCE CHARACTERISTICS Hudson Bay International Fund Ltd. - Net Monthly Performance CO:fl 03 or, Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Year Annueltzed Mons or: B.o7% 2018 1 GP 1.03% 0.35% 0% 144% 0.91% 023-, 562'` Bau 001 015 GROWN OF raiTrAi.111.003 201% 1.14% 040% 020`.'. 123'% -0 56%. 015'‘ 142% 0.23'4. 1,179, 1,31% 2 0334c. 1022% 1.11IP 550500 HFR•va 2016' 056% .05E'% 062"• 016'- 050% 026:% 3 37./.;• 45 '•• 046"t -047"; 03i': 1.2u':. 403'v 201r -0.58% 145% 1104b -0 26^ -0.32% -058•% -0 53% 0.30% -0.55% -0.98'S -1.15% 0.21% -1.92% 2014 0.47'* -1 W.-, -3 C.1;^.; 77r'. 0.18% -0 32% -215% -2 96% 0.15 % -068% -2.05%: $22S6 2013 -0.6495 030'1^ 0.59% 0.81% 1.29% 1.15% -0.04% 0.24% 4.16% 0.03% 1.82% 2.28% 7.919k 31 SQ) 2012 063•", 136<= 121% 133n 062i% 1.33%. 052'S 107`3 071i:'<, 0.11 0.16'^ 0 524 11.36% SI fin 2011 132% 027% 0.55% 029•4 0.57% -0.36% -0.05% -0.28% 0.49% 0.61% 0.18% 012% 4..41% 1 29,9 -1 11-9 .0.52% :co 2010 0 36% (3.23% 2.94% 1 13, 2 2599 0.24% 0.45% 0. 10%b 030'5 $711,i 2009 7.48% 0.30% 4.91% 135% 4.80% 3 31% 2 45% 225% 2.70% 1.33% 0.534A 330% 31.71% 2008 O.Ev.% 131, 077% 0.4r 2.01% 103'S 27t;.. -0 97s0 073,244V. 0.73-:3 0.1574 1014'6 IVu Jun . .hun. i1N. Jun. jutr ihn• lute. Jun .:VT .ase. Jun. 06 07 04 :10 03 It 12 n t• ir 10 17 i9 2007 1.02% 0.77% 2.33% -0.74% 0.76% 007% 0.39% 1.71% -0.21% 1.24% 0.85% -3.92% 4.94% , 2006 081% 2.%)% 6.60% 08.2% 154y 0.53% 0.88'7.. 14244+. oat oeffertnar,e tt. net netetssfely ~mot t4 %btu. tetas • sn•ca.r...imers :..(x-44ineey4 ateoteboe ye cewfogroseen Ete-soerboo " 11,0 SW Sill arri IITRIPtt tan %tei.fre eareie0! te im01255.1 in eirecty. See the knorettettn :tad Meetoottl DOc Rer ~bog Ethenntaxxt ccoe.ton3 Vt9 conttat-ton ,4 to Fbeelt Eett54 tote:re& EaCtonS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084782 CONFIDENTIAL SDNY_GM_00230966 EFTA01384523