EFTA01480700.pdf

Confidential Due Diligence Report Executive Summary On 11/17/2008, GS&I was requested by Mary C. Casy to conduct a background investigation. The 2007 Jeffrey E. Epstein Insurance Trust #3 dtd November 1, 2007 was researched through available US Virgin Island databases. Media research was conducted on Mark Lawrence Epstein. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), CDC (Compliance Data Corp), MIS (McDonald Information Services), CSSS/FPS intemal database search (JPMorgan Chase Fraud Prevention List Review), state & federal court searches, publications, regulatory sanctions and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: The 2007 Jeffrey E Epstein Insurance Trust #3 dtd November 1, 2007 • Company records search revealed no records found. Tax ID not confirmed Country of domicile: confirmed • Other databases (RDC/CDC/MIS) revealed no records found. • Internal database search revealed no records found. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found. • A search of OFAC did not reveal any matches. Mark Lawrence Epstein • Internal database search revealed no records found. • Publications revealed nothing derogatory. • Regulatory sanctions search revealed records found. • A search of OFAC did not reveal any matches. Lawrence Newman Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 9790008B.doc 2 Confidential Treatment Requested by JPM-SDNY-00002915 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272113 EFTA01480700