EFTA01582949.pdf

Please state your rationale for conducting business with this We are in the process of exiting the relationship. client Please respond to any Issue(s) Identified in the GUI grid We are in the process of exiting the relationship, that either needs further review. or red dot Much Is not already covered in a Business Case within this NYC Comments Primary Hnformatkm Client Type Non Individual Front Office Restricted? Normal Client Status Client Active Indicator Yes Confidential Names? No Legal Business Name 116 EAST 65TH ST L LC Insider Code (Reg. 0) Country of Primary Domicile UNITED STATES Primary Domicile State New York Primary Country of Assets UNITED STATES WebSrte Country of Organization UNITED STATES Organization State New York Industry Code (NAIC) Personal Investment Secondary Industry Code NAIC NOT PROVIDED I I Companies (5259971 (NAIC) Client Legal Entity Type United Liability Company Client Category Proitt Date of Incorporation/Sinn 09/15/2000 (Date of Trust) Documentary Evidence LLC - Slate Certificate What is the nature/purpose of The purpose of this entity is to Is the entity a Personal No this entity? allow it's owner to make Holding Company (PHC) or personal invesunents Personal Investment Company (PIC) located in an offshore Jurisdiction? H : h Risk Jurisdiction Yes Address es) Type Notes Address City. State. Country Tools Entered by Date of Preferred Postal Update Code Legal 47 MADISON NEW YORK, UNITED Map it BATCH 00'08.2007 Yes AVENUE New York, STATES 10022 Phone(s)/Fax(s) TYPe Notes Phone Tools Entered by Date of Preferred Number U •• e Phone address not avadahkt Cost Center & Hierarchy Client Status Client Non Indrodual Client S•• sor WILLIAM M SHERIDAN New or Ex istIn , Client Existing Cost Center 143360 - USPB UHNWNYC TRI STATE EXEC Client Service "ream CHBG DE 4 • Enid GIO Paul S Barrett Portfolio Man• er Trust Advisor Investor Decision Maker JEFFREY E EPSTEIN DM ECI Identification Withholding Federal Status Domestic Certified Wrthhokling SSN/TIN 1007.2013 Certification Date SSNITIN/EIN Introduction & Wealth Introduction T r Existin! JFMor. an Client - Inside LOB Net Worth of 10.000.000 00 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY- 00062534 EFTA01582949