EFTA01480448.pdf

Industry Code: Investors (Misc.) The Business Type is the industry in which the NAIC Code: 6799 client derives the majority of its income. 'Trans.akin Profile/Expected Account Activity What is the purpose/intended use of this account? Please check the types of account and expected activity for this legal entity inflows and outflows of securities and cash) - check ALL that apply: Activity Level: Low (1-5 transactions/month) Account Medium (6-12 trs/month) High (over 12 trs/month) DDA/MMIA: ✓ Low a Medium r High SDI: ✓ Low r Medium r High Investment Management: ✓ Low r Medium r High Funds: ✓ Low Medium r High Other: ✓ Low r Medium r High Transaction Profile/Expected Account Activity Checking account Required Security Services Checks Security Search Type: Media Searches Only Note for Security Services: Please list any specific search requests/instructions to Security Services here Security Services Information A Security Services Check is REQUIRED for New Clients and Prospects This section to be completed by the Security Services Group: List Individuals and Corporate Entities Investigated: EMMCAC, LLC was researched for derogatory media and regulatory sanctions. Please Note: Reference the Due Diligence Report titled "Epstein, Jeffrey" and the attached document 210203b for a full report on Jeffrey E. Epstein completed on 05/21/2003 for Mary Rieth. No additional research was conducted on this subject under this request. All research is subject to the availability of electronic database resources. Attachment: 210203bdoc 463804bdoc Search Type Is Security Service Details: Banker Further Response: Review by Banker Require d? Company Information No Not requested. Corporate Records No Not requested. Other Database Searches (RDC/CDC/MIS) civil Court Artinn No Not requested. Confidential Treatment Requested by JPM-SDNY-00002609 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271807 EFTA01480448