EFTA01522285.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/12 to 10/31/12 Trade Date Type Per Unit Rearized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/10 Sale INTEL CORP 0 21.867 590.41 BROKERAGE 0.54 TAX (27.000) 21.847 589.86 (571.62) 18.24 L 10/15 High Cost 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 8 SMUT (ID: 458140.10-0) 10/10 Sale INTEL CORP 0 21./734 762.07 BROKERAGE 0/0 TAX (35.000) 21.753 761.35 (736.31) 25.04 1 10/15 High Cost EJOR SEC .02 DEUTSCHE BANC ALEX BROWN INC (ID: 458140-10-0) 10/24 Sale RAYTHEON CO * 55.5349 833.02 BROKERAGE 0.30 TAX (15.000) 55.513 832.70 (827.72) 204.98 1 10/29 High Cost 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER 8 SMUT (ID: 755111-50-7) 10/25 Sale RAYTHEON COO 55.6419 1,557.97 BROKERAGE 0.56 (28.000) 55.621 1,557.38 (1,171.73) 385.65 L 10/30 High Cost TAX 8/OR SEC .03 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50-7) 10125 Sale RAYTHEON CO 0 55.5106 277.55 BROKERAGE 0.10 TAX (5.000) 55.488 277.44 (209.24) 68.20 L 10/30 High Cost 8/OR SEC .01 UQUIDNET INC (ID: 755111-50-7) 10/26 Sale RAYTHEON CO 4 55.7554 724.82 BROKERAGE 0.26 TAX (13.000) 55.734 724.54 (544.02) 180.52 L 10/31 High Cost 8/OR SEC .02 GOLDMAN SACHS 8 CO. (ID: 755111-50-7) Total Settled Sales/Maturatles/RedemptIons $10,602.94 (89,322.81) 81,190.13 L Trade Date Per Unit Se DW Type DM/00n Quantity Amount Market Cost Settled Securities Purchased 10/5 Purchase BLACKROCK INC 0 187.7991 563.40 BROKERAGE 0.06 3.000 187.82 (563.46) 10/11 CITIGROUP GLOBAL MKTS INC (ID: 09247X-10-1) JP Morgan Page 12 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049803 Chase CONFIDENTIAL SDNY_GM_00319001 EFTA01522285