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📄 Extracted Text (273 words)
Morgan
Derivative and Foreign Exchange (FX) /Commodity Transactions
Regulated by the Dodd-Frank Wall Street Reform and Consumer
Protection Act (the "Dodd-Frank Act")
C. Derivatives Approval Levet (not applicable For Exempt Transactions)
OTC Options
Level 1: Covered Writing
level 2: Buying Options
Level 3: Spreads
Level 5: Uncovered Writing
Level 6: Combinations/Straddles
Please check all that apply:
EQUItY
(X_ Emerging markets
wit-reign exchange
Rjfixed Income
CREDIT O&AULT SWAPS
OVER THE COUNTER (OTt) OPTIONS triaucies TRADING OF INTIDIEST RATE SWAPS AND
OF Nov DeJvERABLE FX AND G0'0,0017) FORWARDS. COPPNODITy OPTIONS AND PRECIOUS METALS
FOREIGN FXOIANGE OPI7ONS INCLUDES TRADING
D. Aciatowledgment
or It requested the derivatives approval level as indicated above and
By signing this Agreement, the client acknowledges that: (1) he, she
promptly advise J.P. Morgan Securities Ur., In writing, or any material changes in his, her or its financial circumstances
(2) the client shall
and options investment objectives.
E. Signatures (All a-s nt owners are required to sign below)
JEFFREY E. EPSTEIN
CoL35(13 Pnnt Name
('Signature (Accountholde-)
Date Print Name
Signature (Accountholder)
f=> Signature (Accountholder) Date Prtn,. Name
Date Print Name
Signature (Accountholder)
3.P. Morgan Use Only
objectives, investment experience, and financial condition
Approvals: I have reviewed the clients suitability profile, including: investment
above IS appropriate for the client, and (b) If the client has elected to conduct Exempt
and agree that (a) the options level indi ed
Transactions end/or Derive for the tlient.
Dare I
JPM RR Signature
Date
/PM ROSFP Signature
JPM 5-ROSFP Signature Date
(OTC Options Levels 5 & 6)
Title SPN CAS
J.P. Morgan Use Only
Banker/Investor 6/13 1072
S of 5
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062869
EFTA01583234
ℹ️ Document Details
SHA-256
d69603cb729aebe4891212456e31e54cbd72880298b0cc4eb0f31fa12df93b97
Bates Number
EFTA01583234
Dataset
DataSet-10
Type
document
Pages
1
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