EFTA01408705.pdf

Subject: RE: Butterfly Trust - new brokers e account needed [I] From: Davide-A Sferrazza Date: Tue, 04 Sep 2018 15:26:20 -0400 To: Richard Iarossi Cc: Liam Osullivan Classification: For internal use only Thanks, Rich. Liam and I will review the relevant documentation from the previous KYC and let you know if anything else is needed from our end (aside from an updated KYC, which is needed to open the account). Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email Original Message From: Richard Iarossi Sent: Tuesday, September 04, 2018 3:24 PM To: Davide-A Sferrazza <M > Subject: RE: Butterfly Trust - new brokerage account needed [I] Classification: For internal use only I just took a look at Stew's outstanding KYC review and Butterfly is on the list so I would expect a KYC update to be initiated soon. I will speak with him when he gets back to the office Wednesday and make sure he knows we have to complete that first. Thanks! EFTA01408705 Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Iarossi Sent: Tuesday, September 04, 2018 3:19 PM To: Davide-A Sferrazza ‹ > Subject: RE: Butterfly Trust - new brokerage account needed [I] Classification: For internal use only Hi Davide, The latest approved KYC is 01651789, please let me know if you can pull the docs. I will come back and confirm the validity of the KYC. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Davide-A Sferrazza Sent: Friday, August 31, 2018 5:47 PM To: Richard Iarossi ‹ > Subject: RE: Butterfly Trust - new brokerage account needed [I] Classification: For internal use only Richard, Pleasure to meet you over email - today was a bit crazy for me, so I wasn't EFTA01408706 able to stop by to say hi before everyone left. I'll stop by to introduce myself next week! If there is a case number you can provide that has documents uploaded, that would be great. It's possible I wasn't looking in the right place - I only saw an old KYC. Perhaps when I stop by you can show me how to get to it. Thanks, and have a great long weekend! Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email Original Message From: Richard Iarossi Sent: Friday, August 31, 2018 12:34 PM To: Davide-A Sferrazza ‹ > Subject: RE: Butterfly Trust - new brokerage account needed [I] Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a Case # within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor EFTA01408707 New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Davide-A Sferrazza Sent: Friday, August 31, 2018 11:41 AM To: Stewart Oldfield ; Martin Zeman Cc: Bradle ; Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed [I] Classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what KYC documentation you have on file? I am not able to see on DB Force (I may not be looking at the right place if it is on there already. Thank you, Davide Original Message From: Stewart Oldfield Sent: Friday, August 31, 2018 9:27 AM To: Martin Zeman ; Liam Osullivan ; Davide-A Sferrazza ‹ > Cc: Bradle ; Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed Anyone looking at this? Original Message From: Stewart Oldfield Sent: Thursday, Au ust 30, 2018 8:04 AM To: Martin Zeman ; Liam Osullivan Sferrazza < >; Richard Iarossi Subject: Butterfly Trust - new brokerage account needed Gents, EFTA01408708 Need to open a new brokerage account for Jeffrey. Will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. Please send some pre-filled docs to Rich Kahn for signatures. We are currently doing the annual KYC review for the existing Butterfly banking accounts we have, so let us know what info we can provide to help out. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. EFTA01408709