EFTA01392957.pdf

Deutsche Bank Private Wealth Management Option Agreement and Approval Form Please Compl Account No. Account Name Southern Pintincial, • Account Type Cash Account Registration Entity O Managed Account O Discretionary Account 0 Other Name(s) persons) other than account Owner(SI authorized to place orders for the account:' Jeffrey Epstein, Jeanne Brennan, Harry Boiler Acc0unt and Owner Information (Provide requested information for each account owner l'Gbant"). Attach supplement to this Agreement necessary:) Name Southern Financial, LLC Address 1100 Red Hook Quarter,tp,St. Thomas, 00802 Country Virgin Islands Phon • 'lumber of Dependents NA Marital Status NA Sithdatu Employer NA Business Pnone NA. Business Address Type of Business Position Years Held Present Brokerage Accountswith: JP8WISPIR . . Does the individual on entity that controls this account have the power to control any other Option Accourt(sl with Deutsche Bank Securities Inc.? O Yes O No If yes. please provide the account rumber(8): Will Provide List Menge) Financial Information Approximate Aggregate Annual Income Sources of Income (Approximate) ' ApproximateAgglegate Net Worth i of Account Owner's, from.40.Sources - .. ......_ _.. .. . .. ..... . .___ . - — . .. . . - "iiirtothirlidiNit WV* Earle Neuters, ria.exarrecitrel hoards p so % . Loss Nan 550.000 S50000 - 499.999 Salary/Bonus Interest/Dividends 30 % A less than 550,000 O Less than $60.0D0 O $100.000- S249,999 5230.000 - $499.999 D smogs) -$999,999 Other (specify): % ..350.000 - S99,999 al SICO.000- S249.999 O 5250,C00- S499,999 A stozoco_ 0150.000 - 399,999 $249,999 S250.000 -1499.999 O 51.003.000 -12.999,999 % O 1500,C00 - S999.999 O 1503.080 - S999.999 O 52.500.000 -14,999,999 lell $3,000.000 and over % O S2.503.003 -14.999.999 El 15.001.00C and over s$2.500.000 O 51.00.100C - 52.499,999 O S'.000.000 -12.499.999 -54,999.999 56.000.000 and over Investment Experience of Account Ownerts) Yeer Felt • Average elradii .. ' . AfroapiSiiit* ' Aieredierroin - -. - 'Tteiii defences Option Boenence Trades Per Year Trades in t Shares I Centr3rtl 00110/1$ Stocks lila — 20fi;. . JO ie rit000,00tO • 1,o3o .$1,000.000.00 _,....,„ ;1,000 _ . . .. 2. Covered Call Wrging Purchased onnnos _ .Dons 2013 10 $1.000.000.00 • 41.000 ____.s.....— Option Spreads Commodities 2013 .10, $1,000,000.00 ifrie , Q' Uncovered Put Venting listed Stock index 2013 10 .. $1,000,000.00 '1,000 . GI Uncovered Can Writing OTC Derivatives ' ' 2013 30 ' • $1;000,000.00 - :1,000 O Nor.° . Sink-WS ProduCts . .—r 20 - to . _. - .. . $1,000,000.00 1,000 Othe«Seeart I:MOWN Rani Securities Inc.. a subsidiary of Deutsche Bank AG, C0110.1CIS Investment earring end SOCUlitOS ectivrties to the United States. RIIINRIIINIFJ OPT 1 09.M11.411-0127 OM 14 (S111) 000404 052711 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098288 CONFIDENTIAL SDNY_GM_00244472 EFTA01392957