EFTA01436420.pdf

Subject: RE: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh [I] From: Bradley Gillin Date: Thu, 22 Mar 2018 09:16:55 -0400 To: Joshua Shoshan Cc: Martin Zeman Liam Osullivan Todd Stevens < Stewart Oldfield Daniel-E Kaiser Ian Salters Classification: For internal use only Josh, See below. Deposits are in line with your numbers. AUM : $230mn Deposits - $81.3mn o $15mn recently funded a DBAG account (3/16/18) Brokerage - $147.7mn Revenues: 2018 (YTD Feb): $261,000 2017: $463,000 Opportunities: Deposits Harvest Volatility Overlay RIN 2.0 KCP — Global Markets EFTA01436420 Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Joshua Shoshan Sent: Thursday, March 22, 2018 9:12 AM To: Bradley Gillin alitilM Cc: Marti IZemar ,• Liam Osullivan ; o evens Stewart Oldfield Daniel-E Kaiser fl >; Ian Salters Subject: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh Thanks, Brad. We do need help in understanding the details, as I could only get to about $75mm in deposits if DB Force says assets are —$226mm -- and I know we have $149mm in brokerage. Following is what I wrote yesterday to Dan and Todd, and if you see anything to correct, or something important to add (you show much larger deposits, e.g.), please help us put as urgently as you can. We really appreciate it. For conversations this week about Southern Financial/ Epstein, we are providing you with details about this multifaceted and important relationship: EFTA01436421  The RM is Stewart Oldfield Assets held in WM brokerage (Pershing) are $149mm, and there are an additional —$76mm in various bank deposits DB Force shows "relationship rolling year revenue" of $315,659, and assets of $225,764,813 Attached is a spreadsheet of WM brokerage activity since Paul Barrett started working with Jeffrey Epstein on 9/14/17. We separate the attached into three sections: Non-ECM brokerage revenues, ECM buys and ECM sells. The client had been participating in all ECM transactions, but decided in February to stop this regular activity. We do have an IOI of 50k shares for this week's transaction 188 transactions for the accounts via Pershing since 9/14/17. Excluding all ECM related buys and sell, there were 115 transactions (73 of the 188 were ECM related) Regular-way trading revenues via Pershing (non-ECM) since 9/14/17 were $76,983. Additional ECM related revenues were $49,357, for a total in brokerage (Pershing) of $126,340 We also transact with this client FX and rates OTC derivatives trades. Since Paul started, we did ten transactions with approximately another $25,000 in revenues. Martin will provide an exact number tomorrow. Stewart, please call me and Martin if you want background. . We look forward to speaking to you. Best regards, --Josh From: Bradley Gillin Sent: Wednesday, March 21, 2018 5:08 PM To: Joshua Shoshan ‹ > Cc: Martin Zeman ; Liam Osullivan Subject: Re: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh Josh, I will provide the full relationship summary tomorrow morning but here's a EFTA01436422 quick snapshot: Relationship has approx. $170mn in deposits. This included $15mn of new deposits into new DB AG account last Friday, 3/16. There is no custody account, just your KCP global markets account. Will provide full summary tomorrow with revenues and pending opportunities. Safe travels. Regards, Brad Bradley Gillin Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl. New York, NY 10154 On Mar 21, 2018, at 3:19 PM, Joshua Shoshan wrote: EFTA01436423 <image001.gif> Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. 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Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and EFTA01436424 related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01436425