EFTA01362679.pdf

Davide-A Sferrazza •* ; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICJ Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Martin Zeman Date: Thursday. Mar I Lau, To: Zack Bunimovich Shtcynbe Jitan Patel , Nina Tona Liam Osullivan . Mathew Ncgus , Alastair Mackinlay c-A Sfcrran , AnthonyLcntini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICI Classification: Confidential Zack — thanks, please keep the foot on the pedal. Also, adding Nina Tona who I forgot to include on last email. From: Zack Bunimovich Sent: Thursday, March 15, 2018 12:29 PM To: Martin Zeman ; Rita Shteynber >; Jitan Patel Cc: Xavier Avila Liam Osullivan- Mathew Negus Alastair Mackinlay ; Davide-A Sferrazza ; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI Classification: Confidential Classification: Confidential Hi Martin, I'm verifying with the KYC team that the provided documents and the information below fulfills all of the requirements. We have this account set as one of the highest priorities in our pipeline, so operational setups will be focused on as soon as this piece is settled. Thanks, Zack From: Martin Zeman Sent: Wednesday, March 14, 2018 5:09 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052228 CONFIDENTIAL SDNY_GM_00198412 EFTA01362679