EFTA01369433.pdf

From: Mary Murray Sent: 3/30/2017 11:07:29 AM To: Tazia Smith CC: Stewart Oldfield I ; Joshua Shoshan ; Vahe Stepanian ; Zbynek kozelsky Subject: RE: Apple transfer to Merrill Lynch Ill Classification: For Internal use only We need a signed LOA from the client for below that also references his 0BSI account number. We're shorthanded so it would be great if Vahe could ask the client for that. Thank you. From: Tazia Smith Sent: Thursday, March 30, 2017 11:04 AM To: Zbynek Kozelsky Cc: Mary Murray; Stewart Oldfield; Joshua Shoshan; Vahe Stepanian Subject: FW: Apple transfer to Merrill Lynch [I] Importance: High Classification: For Internal use only Ziggy - Stock transfer for JE. I spoke with Rich Kahn on this. Given constrained resources, please advise on next step to effectuate these instructions:. From: Richard Kahn Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial LIc to Merrill southern trust account I. Please send shares to DTCC Partici ant # Agent ID FF Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061692 CONFIDENTIAL SDNY_GM_00207876 EFTA01369433