EFTA01458900.pdf

From: Morgan Byrd Sent: 12/3/2015 9:49:42 AM To: Jj Litchfor ndrew Gallivan CC: Paul Morri ; Stewart Oldfield Subject: RE: rev discrepancy [CI Attachments: Sept 'TO GMIS MorrisOldfield - 102215 with Morgan notes.xlsx; image003.gif; image004.gif; image005.gif; image006.gif Classification: Confidential JJ, I have conducted some research on the Boies Family and National Organization of the New APO relationships. Since I was not notified about these relationships having an issue until now, they were not fixed in the November reaggregation. The Ellin Howard relationship was corrected in the reaggregation though and the respective negative NNAs that were booked under Ed are no longer on your GMIS report. I looked at each account on the spreadsheet provided and found that the majority of the outflows occurred in either August or September 2015. I have attached the spreadsheet with my notes to the right of yours. These are only rough numbers but I will send the information to finance to see when they can adjust the rest of the NNAs for you. This may not be completed until the next reaggregation which will occur in January 2016. In the mean time, I will speak with Kim to see what her thoughts are for an interim fix. Thank you, Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset 8, Wealth Management 5022 Gate Pkwy #400 Jac Tel. Em Securities offered through Deutsche Bank Securities Inc. RiniowitiTeMon. From: Jj Litchford Sent: Tuesday, December 01, 2015 12:45 PM To: Morgan Byrd; Andrew Gallivan Cc: Paul Morris; Stewart Oldfield Subject: RE: rev discrepancy [C] Classification: Confidential Hi Morgan-- I wanted to revisit this and make sure we are all on the same page that business booked under Ed will not be showing as assets or revenue for Paul and Stew. Attached is this sheet with the accounts that were booked under Ed Finley (who left in August) but are still showing as of the October GMIS report. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 119026 CONFIDENTIAL SDNY_GM_00265210 EFTA01458900