EFTA01364034.pdf

To: Stewart Oldfield Cc: Amlcompliance Inquiries; Andrew Gallivan Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] Importance: High Classification: For internal use only Good Morning: I am writing to follow up on the request below. Please note that the deadline for a response has passed. Please respond with an answer to the inquiry or a status update as soon as possible. Best Regards/Mit freundlichen GrilBen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Friday, April 28, 2017 1:57 PM To: Stewart Oldfield Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account , Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [II Importance: High Classification: For internal use only Good Afternoon: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. 3/16/2017, 540,000.00, ACHRAYUT LEUMIT LTD at BANK LEUMI LE ISRAEL B.M. 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen Gri.i6en, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054535 CONFIDENTIAL SDNY_GM_00200719 EFTA01364034