EFTA01436121.pdf

Subject: Re: SFL LLC [C] From: Richard Kahn <ME > Date: Wed, 19 Dec 2018 10:45:12 -0500 To: Liam Osullivan Cc: Stewart Oldfiele>, Darren Indyke thank you for update on fills Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell On Dec 19, 2018, at 10:44 AM, Liam Osullivan wrote: Classification: Confidential Richard and Darren, You sold the following in the SFLLC account: 1) Sell 25,000 GE - sold at 7.59619 2) Sell 10,000 Nintendo (NTDOY) - sold at 33.44 3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold at 71.19 EUR Prepared on 12/19/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. Thank you, Liam <image001.gif> Liam O'Sullivan EFTA01436121 AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 212 454-0453 Email KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Richard Kahn [mailto: Sent: Wednesday, December 19, 2018 9:36 AM To: Liam Osullivan Stewart Oldfield Cc: Darren Indyke Subject: SFL LLC can you please call Darren to confirm the following trades for SFL LLC 1) Sell 25,000 GE at the market EFTA01436122 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell On Dec 18, 2018, at 12:27 PM, Liam Osullivan .: > wrote: Classification: Confidential Bella, The funds have been sent. Fed Fund Reference #: B1Q8152C004920 Thank you, Liam <image001.gif> EFTA01436123 Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 212 454-0453 Email KCP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommendations and brokerage advice, KCP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through KCP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Bella Klein [mailto: Sent: Tuesday, December 18, 2018 10:02 AM To: Liam Osullivan Cc: Darren Indyke <rard Kahn Subject: JE USVI WT EFTA01436124 Liam, Please process the attached wire. Thank you, Bella Tel: > > This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01436125 Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01436126