EFTA01361663.pdf

Portfolio Holdings (continued) Adjusted Unrealized Awued Estimated Estimated Date aired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loss Interest /manual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK All ER CORP PERP NON COM ULATIVE DEP Security Identifier: 0605060TO SHS FIXED TO FLOAT 8.125% 04130/58 WE DID 04130108 CALLABLE 05/15118 Moody Rating BA3 SI P Rating BB 01/10111 '.3,12 2,000,000.000 102.7500 2,055,000.00 107.8750 2,157,500.00 102,500.00 20,763 89 162.500.00 7.53% Original Cost Basis: $2.055,000.00 SOUTHERN CALIF EDISON CO PREF SER E Security Identifier: 842400FU2 6 250% 01/17/62 B/E DTD 01117112 CALLABLE 02/01/22 @ 100.000 Moody Rating BAA1 SI P Rating BBB• 01130112'.3.12 3,000,000.000 99.8090 2,994.273 52 110.8750 3,326,250.00 331,976.48 78,12580 187,500.00 5.63% Original Cost Basis. $2.992,564.97 GENERAL ELEC CAP CORP NON CUM PFD SER Security Identifier: 3696225N6 A 7.125% 06112/62 WE 0 TD 06/12/12 CALLABLE 06/15/22 Moody Rating BAA1 S & P Rating As 06127112 ..I2.13 2,000,000.000 104.9450 2,098,907.53 118 3750 2,327,500.00 228,592.47 6,333.33 142.500.00 6.12% Original Cost Bask $2,122,916.67 LOG CAPITAL NO 1 PLC 144A Security Identifier: G643301568 ISIN6X50473106283 8.000% 09115/88 REG DTD 12/15/09 CALLABLE 06/15/20 S& P Rating BB 12104113 '.3,12 1,200,000.000 108.2500 1,299,000.00 106.5000 1,278,000.00 .21,000.00 4,000.00 96,000 00 7.51% Original Cost Basis. S1.299,000 00 sLLOYDS BANKING GROUP PLC FXD RATE RESET Security Identifier: 539439AG4 ADDL TIER 1 SECS IS' US539439AG42 7.500% 09/27/88 B/E DTD 04/07/14 S & P Rating Bt Please Provide' 1,903,000.000 N/A Please Provide 101.7500 1.936,302 50 1.189.38 142,725.00 7.37% Original Cost Basis Please Provide Total Corporate Bonds 921,668,383.20 $23,887,902.50 9283,216.80 5262,687.16 91,702,600.00 22,843,000.000 Total Fixed Income $23,136,995.95 $25,327,508.05 $254,209.63 $290,263.53 91,702,800.00 28,633,000.000 Page& 0121 Account Number N46-023804 Rated EVant lOrtlatn • 'S.!, (so paperless f Very Yw tone,' .},001 [NAGAR RATED COMMONICATK,I6 SO ThERN FINANCIAL LLC AtiOlr C OtLIVC/tV eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050888 CONFIDENTIAL SDNY_GM_00197072 EFTA01361663