EFTA01121679.pdf

Global Investment Opportunities Group J.P. Morgan Securities LLC. GI0 Otobal loam.moat 00•30rMOH Jr. Account Position and MTM Summary (Open Positions) Prepared for Southern Trust as of April 30, 2013 Current FX & Commodity rates USIDIAM 12.1378 KAUUSLI 147689 GBPUSD 1.5533 USDIPY 97.440 USDARS 5.1875 USD2AR 89747 EURUSD 1.3167 USDEIRL 2.0013 USDOIF 0.9295 USDC-AD 1.0072 USDTRY 1.792 USDNOX 53694 Structured Notes • Manual Pricing via /P/Aorgan Investment Bank as of prior day Interest rode Date Maturity face Amount Long Description Cost Basis (5) Market value (5) Entry Price (5) Current Price (5) MTM Received 13-Mar-13 27-Mar.14 1,000(000 HSBC (Mt Step Up 85% Barrier- 5% Cpn .28.5% Marten, Initial Strike 1.9619 (51.000,000) $967,900 $0 $100.00 596.79 (532.100) S-Apr-13 21-Apeld 1,000(000 HSBC BRL Step Up 85% Barrier 5% Cpn 28.5% Marten, Initial Strike 2.0035 (51.000,000) 59913300 So $100.00 599.85 (51.500) tructured Notes MTM (52,000.000) 51.966.400 (533,600.00) International Fixed Income • Intraday Pricing via Bloomberg Total Irrt. Entry Price Current Price Trade Date Maturity Saco Amount Issue S&P Rating Currency Coupon Principal Cost (5) Market value (5) Acaved (5) MOM (Local) (Local) 28-Feb-13 02-Nov-2017 1,000(000 Petroleos De Venezuela S Bt USD 8300% ($1,030,000) $967300 $14,167 100.00 96.75 (518.333) 8.Mar.13 02-Nov-2017 1800000 PetroleonDeVene4uelaS Bt USD 8300% 15985.000) $967300 $12,278 9830 96.75 ($5,222) International fixed Income MTM (51.985.000) 51,935.000 526.444 (523,555.56) DV LO 50 $471 $411 Pi I SP (557,156) (56,3981 tS63.553) 2012 EOY Open MIM 50 Repo 50 $0 50 Current Open MTM (557.156) SAE i ST SO te 50 Derivative 50 $0 50 YTD Change in Open MTM (557.156) Alternative 50 $0 50 2013 Closed PA. (55.927) Other IMiscellaneous 50 $0 50 Totals (557.156) ($5,927) (63.082) 2013 Net Performance 1563,082) (C3 2013 »Morgan Chase A Co. EFTA01121679  Global Investment Opportunities Group J.P. Morgan Securities LLC. Account Position and MTM Summary (2013 Closed Positions) C I 0 Global Tovenaset Ol000rtuoltlem Prepared for Southern Trust as of April 30. 2013 Dividend Entry Price Closing Price Trade Date Symbol Shares Company Currency Industry Cost Ram (S) Market Value (3) Closing Date Yield (L al) (Local) 19-Mar-13 HEP 4,000 Holly Energy Partners Lp USO Energy 4.85% ($163,200) 5160,101 19-Mar.13 40.80 40.03 (53,099) 20-Mar-13 MOON 900 Model N Inc USO Technology 0.00% (513,950) S18.234 20.Mar.13 15.50 20.26 $4284 20-Mar-13 HE 4,000 Hawaiian Electric Inds USO Utilities 4.38% ($107.000) 5107.398 20.Mar.13 26.75 26.85 5398 21-Mar-13 ENTA 400 Enanta Pharmaceuticals Inc USO msumer. Non -cyclic 0.00% (15,600) 56.324 21-Mar.13 14.00 15.81 5724 22-Mar-13 GPK 3,000 Graphic Packaging Holding Cc USO Industrial 0.00% (521,000) 521.210 22.Mar.13 7.00 7.07 5210 26-Mar-13 CLMT 3,000 Calumet Specialty Products USO Energy 720% ($112.500) 5111,178 26-Mar.13 37.50 37.06 (31,322) 28-Mar-13 TUIAI 2.000 Tumi Holdings Inc USO anurner, Non-cyclic 0.00% (542,200) S41.899 29.Mar.13 21.10 20.95 ($301) 3.4pr-13 MCC 3,500 Ares Capital Corp USO Financial 8.37% (12 / 1.635) 561.214 3-Apr-13 17.61 17.49 (5421) Equity Pit San Equity Syndicate Pit Sari Listed Preferteds Dividends Entry Price Closing Price Trade Date Maturity Shares Company S&P Rating Par Amount Coupon Principal Cost (S) Market Value (5) Closing Date Received (1) (Local) (Local) 1S-Mar-13 Perpetual 45,000 Welk Fargo & Company 13B8. $25.00 5.25% (54125,000) $1,121,825 28-Mar-13 25.00 24.93 (53.175) 19-Mar-13 Perpetual 40,000 Citigroup Inc 88 $25.00 5.80% (51,000.000) $996,778 3-Apr-13 25.00 24.92 (53.222) Listed Preferred, Pit (36,398) Listed Preferred, Syndicate Pit (36,398) Total 2013 PA (35,927) ICI 2013 IPMegian Chase_6 Co EFTA01121680  Global Investment Opportunities Group J.P. Morgan Securities LLC. GIO r:nwi Oneertualt Account Position and P/L Summary (Disclaimer) Prepared for Southern Trust as of April 30. 2013 IMPORTANT INFORMATION ectoce Accordingly. eery cliscupion of U.S. tax matters coMained herein (including any expressed herein mey affer from the opinions expressed brother ems of )1 Morgan. including attachment) is not intended or written to be used. and cannot be used. in connection with research. The investment strategies and views stated here may differ from those expressed for the promotion. marketing or recommendation by astern unaffiliated with LPAlorgan Chase other purposes or in other contexts by other I.P. Morgan marmot strategists. 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