EFTA01453671.pdf

e an raup 07,40 2014 SOUTHERN FINANCIAL, LLC Pap 2 Of 3 Rowena M of 07 Apr 14 Deutichs Bark AO SOUTHERN FINANCIAL, LW Wo0Plbee Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FkEuroCial 21;Noo-2013 20.Nov.2014 25-Nov-2014 (1,000 03000) USD 101,000,000 JPY SHORT EUROPEAN CALL 101 0000 :≥5:i 1/..h 1.ti FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 2014w-2014 25-Nov-2014 (21.000(0) USD 0 JPY LONG EUROPEAN 0.0003 11.107 39 FINANCIAL. LLC oichOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2011ov.2014 25-Nov-2014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.000D 9.22999 FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 FY LONG EURCPEAN 0.0000 7.607 72 FINANCIAL. LLC ouchOpl SOUTHERN FxEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10000003 03) USD 1.025.000.000 PT SHORT EURCPEAN CALL 1025000 •,!tr; 279 72! FINANCIAL. LLC SOUTHERN FXDgtalCpt 13-Mar-2014 14-Apr-2014 15-44.-2014 (': 0000(000) USD SHORT EUROPEAN CALL 375960 t5 C20 Z5) FINANCIAL, LLC Subtotal: ;125 rn i' i: Omisodda - Dednes Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN WTI 103.00003 USD 00000 ( 1 i5.3M et.) LLC Derivative Subtotal: I 175 ,:.;-.‘ ' Costes • Base INNDurkiens Long! Not.C.cy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Putt Call Ref. Entity NoLAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Canmodity0piEu 03-Apr-2014 05-Dec-20I4 05-Dec-20I4 SHORT EUROPEAN CALL XCU (3 mcco (0) USD lity.(00)MT25 0 7,000 0003 FINANCIAL, LLC ro Basetnetal Statement ID The valuation Information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111424 CONFIDENTIAL SDNY_GM_00257608 EFTA01453671