EFTA01528859.pdf

10 2001 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Confidential Page 1 of 5 Asset Account Portfolio October 1 - October 31, 2001 We are pleased to announce an enhancement to your statements. Beginning with your October statement, we will report Good Till Cancel (GTC) information on your trade orders. Please review each months GTC listing for accuracy and notify your account representative if you should find any discrepancies. Gift Processing The holiday season will soon be here. If you plan to make securities gifts this year, please notify us before December 3, 2001. This will provide us with sufficient time to process your request and meet the year-end deadline. Table of Contents Portfolio Summary Cash and Short Term Account Transactions Account Officers Service Specialist: RILEY Page 2 3 4 000000.0000.00.0000.000.000000000.000000 JEFFREY EPSTEIN LITTLE ST JAMES C/O AMERICAN YACHT HARBOR 6100 RED HOOK QUARTERS #2 ST THOMAS VI 00802 EFTA01528859 10 2001 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio October 01, 2001 - October 31, 2001 Page 2 of 5 Overview Portfolio Summary Asset Allocation 100% Cash and Short Term Market Value USD Oct 31 Cash & Short Term Total Accrued Income Total Portfolio Value 597,236.78 597,236.78 979.41 598,216.19 Income Summary U.S. Tax Exempt Dividends Total Market Value USD Sep 30 596,237.00 596,237.00 999.78 597,236.78 This Period USD 999.78 999.78 Year to Date USD* 13,709.62 13,709.62 Tax Cost USD 597,236.78 597,236.78 Estimated Annual Income USD 11,251.94 11,251.94 Yield 1.9 1.9 EFTA01528860 10 2001 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio October 01, 2001 - October 31, 2001 Page 3 of 5 Cash and Short Term Summary by Maturity Current Market Value USD Cash Total 597,236.78 597,236.78 Estimated Annual Income USD 11,251.94 11,251.94 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Description Unit Cost Adjusted Cusip/S&P/Moody's Rating Currency Quantity Original Market Price Tax Cost Adjusted Original Current Market Value USD Accrued Interest USD Unrealized Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % Cash JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.93% Important Information about Pricing and Valuations Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. USD 597,236.78 1.00 1.00 597,236.78 597,236.78 979.41 11,251.94 1.88 EFTA01528861 EFTA01528862 10 2001 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio October 01, 2001 - October 31, 2001 Page 4 of 5 Account Transactions Cash Activity Summary Amount this Period USD Beginning Balance Credits Debits Dividends Sweep Account Purchases Ending Balance *Year to date information is calculated on a calendar year basis. .00 999.78 — 999.78 .00 13,709.62 - 13,709.62 Amount Year to Date USD* Activity by Date Type Settlement Date Oct 1 Oct 1 Dividend Purchase 999.78 Quantity Description JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Amount USD 999.78 - 999.78 EFTA01528863 10 2001 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio October 01, 2001 - October 31, 2001 Page 5 of 5 In Case of Errors or Questions About Your Electronic Transfers. Contact your client service specialist or write us at 500 Stanton Christiana Roa d, 1/OPS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statemen t on which the error or problem appeared. (1) Tell us your name and account numb er. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need mor e information. (3) tell us the dollar amount of the suspected error.If you conta ct us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate yo ur complaint and will correct any error promptly. If we take more than 10 busine ss days to do this (20 days for purchases using VISA Check Card or for international transactions), we will credit your account for the amount you thin k is in error, so that you will have the use of money during the time it takes u s to complete our investigation. In case of errors or questions about your statement, including your line of cred it. If you think that your statement is incorrect or if you need more information ab out a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: JPMorg an, Private Client Services, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2 107. We must hear from you no later than 60 days after the statement on which th e error or problem appeared is sent. You can contact your client service special ist but doing so will not preserve your rights. In your letter, please provide the following information: (1) your name and acco unt number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century F unds J.P.Morgan Funds Distributor, Inc. is the distributor of the J.P.Morgan Funds an d American Century Investment Services Inc. is the distributor of the American C entury Funds. JPMorgan Investment Management Inc. and American Century Investmen t Management serve as investment advisors to their respectivefund families. Shares of the funds are no t bank deposits and are not guaranteedby any bank, government entity, or the FDI C. Return and share price will fluctuate and redemption value may be more or les s than original cost. While the moneymarketfunds seekto maintain a stable net asset valueof$1.00 pershare, there is no assurancethat they will continue to do so. The estimatedannualincome and dividendyieldfigures for mutual funds representthe funds' most recentincome divi dendannualized. If you have chosen one of the sweep mutual funds, you are notified that position s in the Prime Money Market Sweep Fund represent holdings in the JPMorgan Prime Money Market Fund; positions in the Federal Money Market Sweep Fund represent holdings in the JPMorgan Federal Money Market Fund; and positions in t he Tax Exempt Money Market Sweep Fund represent holdings in the JPMorgan Tax Exe mpt Money Market Fund. EFTA01528864