EFTA01388003.pdf

• Negative news in Google relates to Jeffrey Epstein's Foundation and are not material in nature. • Court case mentioned in Google search relates to Jeffrey Epstein's sex offence in the past which has been cleared already. Darren is just an attorney for Jeffrey in the case. • Fircosoft alert has been cleared by AML Compliance. Clearance attached. Richard Kahn: - No negative media - Court case was dismissed and he was not barred from NYSE Arca and was cleared in the previous Kits Attached clearances - RDC alert found - restates to violation of NYSE Arca Equaies Rule - Clearance attached • No negative media No court cases Erika Kellerhals - No negative media No court cases Neptune LLC - No negative media - No court cases - No negative media - No court cases - No negative media - No court cases - No negative media - No court cases • No court cases Karyna Shuliak: - No negative media - No court cases JSC Interiors LLC: - No negative media • No court cases Southern Trust Company Inc. • No negative media - No court cases E. To the best of your knowledge. has the dent ever been convicted of a criminal offense? Pi Yes Fl No To the best of your knowledge. has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer F threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes ❑ Yes RN° provide details below and contact Quality Mgt. (LatAmOnt7) or the Regulatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions G. within countries or regimes sanctioned by the Office of Foreign Assets Control ❑ Yes g No (OFAC)? N. ❑Yes li;6 No Does the client or related party have any financial or other association/ interactions CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091312 CONFIDENTIAL SDNY_GM_00237496 EFTA01388003