EFTA01405318.pdf

Subject: Fw: PCR ALERT - [I] From: Amanda Kirby Date: Fri, 28 Nov 2014 12:09:20 -0500 To: PWMUS AMLKYC Classification: For internal use only HI, The first alert pertains to a woman born in either 1969 or 1970 and our client was born in 1989. The second alert pertains to a woman with the same name who is married to a Russian ambassador. Per the attached email exchange our client has no relation (Richard Kahn is the manager of this account and sole authorized signer.) Please clear the alerts. Thank you (See attached file: PCR Response from Rich 11.28.2014.pdf) Best, Amanda Kirby (Embedded image moved to file: pic29617.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax + Email (Embedded image moved to file: pic23124.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/db/dbcom on 11/28/2014 12:06 PM From: PWM BIS-Research/db/dbcom@DBAPAC To: Cc: Date: 11/19/2014 09:38 AM Subject: PCR ALERT - [I] EFTA01405318 Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. iiiiiiiiiched file: PCR Alert 1.pdf)(See attached file: PCR Alert 2.pdf)(See attached file: PCR Alert.pdf) Thanks Ahsan EFTA01405319