EFTA01373362.pdf

Backup details - Ganesh Balaji Bharath-Kumar MS For Escalations Level 1 • Kadhi Level 2 - Balaji (balaii-k.wilbdb.comirRumud PAgralortPer --- Forwarded by Manikandan Murandharawdbidbcom on 1219:2014 08:13 PM -- Anastasia Pringleidbrdbcom@DBCOEX From Dmitri Saks/db/dbcom, To. Cc: Ged Account-Opening/dbidbcomeDBArnericas. US-CB S-AML'dbedbcom@DBAPA ERICAS. Manikandan Murandharandtidbcom@DBAPAC 121182014 08:01 PM Date RE: EDO package for the RID ONB-120602 LKYCUS-3443 Party name Southern Financial LLC III Subject. Classification: For Internal urns only Hello Dmitri, Please see the background checks for the additional 2 CP's. Please give an update to this request as soon as you can. Thank you Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Secunties Inc Client Onboarding Equities 56 Jacksonville, FL, USA Please send all GED related emarls to: Panitr-141:1Peeftweit From: Dmitri Saks Sent: Thursday, December 18, 2014 1:23 PM To: Anastasia Pringle Cc: Ged Account-Opening; US-CB S-AML; Manikandan Muralidharan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067499 CONFIDENTIAL SDNY_GM_00213683 EFTA01373362