EFTA01500327.pdf

SOUTHERN TRUST COMPANY,INC ACCT. For the Period 10/1/13 to 10/31/13 Adjusted Cost Unreakzed Est. Annual Income Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield Non-US Fixed Income PETROLEOS DE VENEZUELA S 86.50 2.00.000.00 1,730,00.03 1,800,000.00 (70,000.00) 100.000.00 12.89% 5% OCT 28 2015 832.00 DM 10/28/2C09 HELD BY EUROCLEAR ISIN XS0460546525 SEDOL 8580GP8 71688A-9B-9 Foreign Exchange & Non-USD Fixed Income AUD CALL USD PUT 3.11 (3,000.000 00) (93,183.12) (11,040.00) (82.143.12) FX EUROPEAN STYLE OPTION FEB 06,2014 .92 0.9230 WINDOW10 EXPIRING 13 SEP 13 OPTION KNOCKEDIN XAUDCA-FL-Z AUD CALL USD PUT 1.06 (3,000,000.00) (31,876.75) (35,870.21) 3.993.46 FX EUROPEAN STYLE OPTION FEB 06, 2014 42 .95 K060.902 Kle0.98 XAUDCA•FOZ AUD PUT USD CALL (4,500,000.00) (43,654.50) 43,654.50 FX EUROPEAN STYLE OPTION JAN 24, 2014 @ .89 WINDOW RKI 0.8760 UNTIL 9SEP13 XAUDPA-JE-Z CAD CALL USD PUT 0.31 (4,590,000.00) (14,046.67) (58,500.00) 40,053 33 FX EUROPEAN STYLE OPTION FEB 11, 2014 1.02 XCADCA-FO-Z JP Morgan Page 7 of 35 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024306 Chase CONFIDENTIAL SDNY_GM_00293504 EFTA01500327