EFTA01362907.pdf

From: James Gladwin Sent: 11 May 2018 18:44 To: Martin Zeman Zack Bunimovich Jesse-J Cruz Cc: Kareen Johnson Daniel-A Klyashtorny Nina Tona Xavier Av Davide-A Sferrazza <davide- AMLUK Reviews evshiji Odedra Ian Salters imon Nall Ricky- x Patel Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Classification: For Internal use only Hello all, I have had the pleasure with speaking directly with Martin and colleagues to assist UK AFC with this KCP Extension. UK AFC are kindly in receipt of the KCP GM policy dated June 2017 (duly noted that this is currently under review), this document has proved useful in giving context to the UK GM product nexus with solely a US booking. Due to the local UK time, I will be discussing KCP Extensions with my management on Monday as to best understand and process such requests in the future. I truly appreciate the time and knowledge that has been shared and look forward to our conversations next week as to support each other. Many thanks all, James Gladwin AFC Business Advisory Anti-Financial Crime DB0I Global Services (UK) Limited S Brindley Place, Birmingham, B1 2JB, United Kingdom Email Plearie considrir the environment before printing this email From: James Gladwin Sent: 10 May 2018 09:47 To: Martin Zema Zack Bunimovich Jesse-J Cruz Cc: Kareen Johnson Daniel-A Klyashtorny Nina Tona Xavier Avila ; Davide-A Sferrazza AMLUK Reviews Devshiji Odedra Su ect: RE: Esca ation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (I] Classification: For Internal use only Hello all, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052592 CONFIDENTIAL SDNY_GM_00198776 EFTA01362907