EFTA01371748.pdf

faxa cell On Aug 25, 2017, at 3:04 PM, Vahe Stepanian arote: Classification: Confidential Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the JEE personal account — the "Trading Authorization Limited" form should be completed. For only the JEE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn < Cc: Vahe Stepanian Subject: RE: trading meeting Vahe - Can you help Rich with those docs? Rich —will look at week of the 18th and be back Thanks From: Richard Kahn mailto Sent: Friday, August 25 201 : To: Stewart Oldfield < Subject: Re: trading meeting i just found out that our new hire will be out that week... drama continues... can we target the week of september 18th? also can you send us trading authority docs on all brokerage accounts so that we can add our new hire thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065265 CONFIDENTIAL SDNY GM_00211449 EFTA01371748