EFTA01296032.pdf

NAME SEARCHED: The Pierre Trust PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): C4 No Hit • Not Raluin:d RDC flit I. RDC Results No RDC alert (Please see attached) No Nit Not Required II. PCR Results PCR No PCR alert (Please sec attached) El Hit 0 Yes igi No Ill. Negative Media There was no information found BIS • Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found Results? 0 Yes No VI. D&B D&B M Not Required There was no information found Smattlinx Results? 0 Yes ri Ni, There was no information found • Not Raµured VII. Smanlinx 0 Review In Legal Ma, There was no information found Court Cases be Required Cr No Results VIII. Court Cases Search not required Prepared by: Prachi Pawa Da c: 12/30/2016 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Slartindale-flubbellhttp://w ww.martindale.comhp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. S. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signal KYC is your confirmation that you hive fully reviewed the research documents. For internal use only SbNY_GM_00057495 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0020319 EFTA_00168061 EFTA01296032  OFAC RESULTS RDC: 11596174 No Match Found GCIS 00000550868 s Country:FRANCE The Pierre Trust 11596175 No Match Found GCIS 00000550868 'al Country:UNITED STATES The Pierre Trust PCR: C20161235958530 The Pierre Trust 12279645 NCA customised Closed - No Hit 30/12/2016 C20161235958531 The Pierre Trust 12279645 NCA customised Closed - No Hit 30/12/2016 BIS RESULTS Negative Media: There was no inionnation found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: For internal use only SDNY_GM_00057496 CONFIDENTIAL - PURSUANT TO FED R.QPNE IDENTIAL DO-SDNY-0020320 EFTA 00168062 EFTA01296033  Page 1 There was no information found D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00057497 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0020321 EFTA_00I 68063 EFTA01296034