EFTA00623716.pdf

APOLLO GLOBAL MANAGEMENT LLC (APO) 4 Statement of changes in beneficial ownership of securities Filed on 05/18/2012 Filed Period 05/16/2012 THOMSON REUTERS THOMSON REUTERS ACCELUS'" EFTA00623716 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington. D.C. 20549 OMB Number: 3235.0287 Estimated average 0.5 burden hours per Cheek this box it no longer subpoi to Seder' 16. STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP • Form 4 or Form 5 eisigabons may continue. See InstruCton 1(b). response: Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934. Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person' 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting Person(s) to Issuer DUCEY MICHAEL E Symbol (Check all applicable) Apollo Global Management LLC [ APO I X Director I0% Owner (Last) (First) (Middle) Officer (give title below) Other (specify below) 3. Date of Earliest Transaction (Month/ D C/O APOLLO GLOBAL MANAGEMENT, LLC ay/Year) 9 WEST 57TH STREET, 43RD FLOOR 05/16/2012 (Street) 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing (Check Applicable Line) NEW YORK NY 10019 (Month/DayNear) X Form filed by One Reporting Person Form filed by More than One Reporting Person (City} (State) (Zip) Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date 2A. Deemed 3. Transaction Code 4. Securities Acquired (A) or 5. Amount 6. Ownership Form: 7. Nature of (Month/Day/Year) Execution Date, if (Instr. 8) Disposed Of (D) (Inst . 3, 4 and of Securities Direct (D) or Indirect Indirect Beneficial any (MonthiDay/ 5) Beneficially Owned (I) (Instr. 4) Ownership (Instr. 4) Year) Following Reported Code V Amount (A) or (D) Price Transaction(s) (Instr. 3 and 4) Class A Shares 05/16/2012 P 600 A $11.61 19,143(1) D Class A Shares 05/16/2012 P 452 A $11.62 19,59511) D Class A Shares 05/16/2012 P 100 A $11.63 19,695(1) D Class A Shares 05/16/2012 P 600 A $11.65 20,295(1) D Class A Shares 05/16/2012 P 500 A $11.66 20,795(1) D Class A Shares 05/16/2012 P 1,848 A $11.67 22,643(1) D Class A Shares 05/16/2012 P 200 A $11.68 22,843(1) D Table II - Derivat ve Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. 3A. Deemed 4. 5. Number 6. Date Exercisable and 7. Title and Amount of 8. Price of 9. Number 10. 11. Nature Derivative Security Conversion Transaction Execution Transaction of Derivative Expiration Date (Month/ Securities Underlying Derivative of derivative Ownership of Indirect (Instr. 3) or Exercise Date Date, if any Code (Instr. Securities Day/Year) Derivative Security (Instr. Security Securities Form: Beneficial Price of 8) Acquired (A) or 3 and 4) (Instr. 5) Beneficially Direct (D) or EFTA00623717  Derivative (Month/Day/ (Month/Day! Disposed of (D) Owned Indirect (I) Ownership Security Year) Year) (Instr. 3, 4 and 5) Following (Instr. 4) (Instr. 4) Reported Code V (A) (D) Date Expiration Title Amount or Transaction(s) Exercisable Date Number of (Instr. 4) Shares [eporting Owners Reporting Owner Name / Address Relationships Director 10% Officer Other Owner DUCEY MICHAEL E X C/O APOLLO GLOBAL MANAGEMENT. U_C 9 WEST 57TH STREET, 43RD FLOOR Explanation of esponses: 1. Reported smart includes 18,543 restricted share units ("RSUC) granted under the Apollo Global Managemen LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances. the RSUs vest M installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer. provided the reporting person remains in service through the applicable vesting date. Signatures /s/ Jessica Lomm• as attorneyin•fact 05/18/2012 Signature of Reporting Person Date Reminder: Report on a separate lire for each class el securities beneficially caned dreely or indrezdf. Ole lemonRed by mole Man one reportng person. see Inslfoctron 5 (0)(el ** 'Manama, misstatements or omissions of (ads consberle Federal Criminal Violations See is U.S.C. 1001 and 15 U.S.C. 78ifIs; Note: Fee Mtge copies of the Form one ot whch must be manually signed II space Is Insuberem. see Instruction 6 for procedure Persons who respond to the collection of information contained in this kiln, are not required to respond trawls the form displays a currently valid 0418 Number. EFTA00623718